JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2016

Position Statistics

Total Positions 119
New Positions 4
Increased Positions 38
Decreased Positions 73
Positions with Activity 111
Sold Out Positions 14
Total Mkt Value (in $ millions) 429

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.06%
Capital Goods 9.91%
Conglomerates
Consumer Cyclical 1.42%
Consumer/Non-Cyclical 1.78%
Energy 8.02%
Financial 6.18%
Healthcare 26.26%
Services 5.13%
Technology 24.44%
Transportation
Utilities 12.18%

4 New Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
INTREXON CORP COM 178 178 New 6,000
PPL CORP COM 206 206 New 5,500
SELECT SECTOR SPDR TR SBI INT-UTILS 311 311 New 6,500
DST SYS INC DEL COM 1,579 1,579 New 13,350