JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2013

Position Statistics:

Total Positions 149
New Positions 13
Increased Positions 60
Decreased Positions 80
Positions with Activity 140
Sold Out Positions 3
Total Mkt Value
(in $ millions)
497

Sector Weighting

Basic Materials 3.4%
Capital Goods 9.98%
Conglomerates 0.35%
Consumer Cyclical
Consumer/Non-Cyclical 5.58%
Energy 8.09%
Financial 10.01%
Healthcare 25.19%
Services 3.63%
Technology 21.8%
Transportation
Utilities 11.98%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

13 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CONOCOPHILLIPS COM 219 219 New 3,455
VANGUARD BD INDEX FD INC SHORT TRM BOND 381 381 New 4,703
CHINA MOBILE LIMITED SPONSORED ADR 575 575 New 10,400
WISDOMTREE TRUST DRYFS CURR ETF 228 228 New 10,900
EQUAL ENERGY LTD COM 41 41 New 11,000
ABBOTT LABS COM 566 566 New 15,475
ISHARES TR MSCI CHIN SMCP 912 912 New 20,200
ISHARES INC MSCI CDA INDEX 573 573 New 20,500
ISHARES INC MSCI AUSTRALIA 809 809 New 30,500
MARKET VECTORS ETF TR AFRICA ETF 942 942 New 31,000
TELLABS INC COM 67 67 New 31,200
TALISMAN ENERGY INC COM 917 917 New 79,650
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1,521 1,521 New 81,200

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