JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 541

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.65%
Capital Goods 11.52%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.88%
Energy 9.15%
Financial 9.54%
Healthcare 23.2%
Services 4.09%
Technology 24.47%
Transportation
Utilities 9.85%

7 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ISHARES EM MK MINVOL ETF 701 701 New 11,400
INTREXON CORP COM 286 286 New 11,964
SPDR SERIES TRUST S&P BIOTECH 2,399 2,399 New 15,882
ALTERA CORP COM 1,361 1,361 New 40,800
TEREX CORP NEW COM 1,733 1,733 New 48,600
COMMERCIAL METALS CO COM 1,195 1,195 New 67,450
COHU INC COM 1,006 1,006 New 92,252