JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 527

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.8%
Capital Goods 12.08%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4.19%
Energy 8.21%
Financial 9.28%
Healthcare 23.45%
Services 4.05%
Technology 24.05%
Transportation
Utilities 10.31%

7 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ISHARES EM MK MINVOL ETF 680 680 New 11,400
INTREXON CORP COM 224 224 New 11,964
SPDR SERIES TRUST S&P BIOTECH 2,551 2,551 New 15,882
ALTERA CORP COM 1,375 1,375 New 40,800
TEREX CORP NEW COM 1,402 1,402 New 48,600
COMMERCIAL METALS CO COM 1,070 1,070 New 67,450
COHU INC COM 1,000 1,000 New 92,252