JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 551

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 11.69%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.86%
Financial 9.48%
Healthcare 23.04%
Services 4.12%
Technology 24.62%
Transportation
Utilities 9.93%

7 New Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALTERA CORP COM 1,442 1,442 New 40,800
COHU INC COM 1,135 1,135 New 92,252
COMMERCIAL METALS CO COM 1,166 1,166 New 67,450
INTREXON CORP COM 243 243 New 11,964
TEREX CORP NEW COM 1,818 1,818 New 48,600
ISHARES EM MK MINVOL ETF 714 714 New 11,400
SPDR SERIES TRUST S&P BIOTECH 2,572 2,572 New 15,882