JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 526

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.89%
Capital Goods 11.45%
Conglomerates 0.42%
Consumer Cyclical
Consumer/Non-Cyclical 3.79%
Energy 8.8%
Financial 8.67%
Healthcare 23.92%
Services 3.79%
Technology 23.76%
Transportation
Utilities 11.41%

5 New Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AVALON RARE METALS INC COM 11 11 New 18,750
COMMUNITY BK SYS INC COM 218 218 New 5,846
EMCOR GROUP INC COM 1,370 1,370 New 31,300
WELLS FARGO & CO NEW COM 221 221 New 4,606
POWERSHARES ETF TRUST WNDRHLL CLN EN 66 66 New 10,000