JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2013

Position Statistics:

Total Positions 149
New Positions 13
Increased Positions 60
Decreased Positions 80
Positions with Activity 140
Sold Out Positions 3
Total Mkt Value
(in $ millions)
494

Sector Weighting

Basic Materials 3.38%
Capital Goods 10%
Conglomerates 0.35%
Consumer Cyclical
Consumer/Non-Cyclical 5.52%
Energy 8.17%
Financial 10.03%
Healthcare 25.61%
Services 3.62%
Technology 21.56%
Transportation
Utilities 11.76%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

13 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM 580 580 New 15,475
CHINA MOBILE LIMITED SPONSORED ADR 553 553 New 10,400
CONOCOPHILLIPS COM 217 217 New 3,455
EQUAL ENERGY LTD COM 40 40 New 11,000
ISHARES INC MSCI CDA INDEX 574 574 New 20,500
ISHARES INC MSCI AUSTRALIA 791 791 New 30,500
ISHARES TR MSCI CHIN SMCP 896 896 New 20,200
MARKET VECTORS ETF TR AFRICA ETF 940 940 New 31,000
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1,471 1,471 New 81,200
TALISMAN ENERGY INC COM 939 939 New 79,650
TELLABS INC COM 64 64 New 31,200
VANGUARD BD INDEX FD INC SHORT TRM BOND 380 380 New 4,703
WISDOMTREE TRUST DRYFS CURR ETF 227 227 New 10,900

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