JOHN G ULLMAN & ASSOCIATES INC
51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 149 |
| New Positions | 13 |
| Increased Positions | 60 |
| Decreased Positions | 80 |
| Positions with Activity | 140 |
| Sold Out Positions | 3 |
| Total Mkt Value (in $ millions) |
494 |
Sector Weighting
| Basic Materials | 3.38% |
| Capital Goods | 10% |
| Conglomerates | 0.35% |
| Consumer Cyclical | |
| Consumer/Non-Cyclical | 5.52% |
| Energy | 8.17% |
| Financial | 10.03% |
| Healthcare | 25.61% |
| Services | 3.62% |
| Technology | 21.56% |
| Transportation | |
| Utilities | 11.76% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
13 New Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) | Change in Value ($1,000s) | Change (%) |
Shares Held |
|---|---|---|---|---|---|
| ABBOTT LABS | COM | 580 | 580 | New | 15,475 |
| CHINA MOBILE LIMITED | SPONSORED ADR | 553 | 553 | New | 10,400 |
| CONOCOPHILLIPS | COM | 217 | 217 | New | 3,455 |
| EQUAL ENERGY LTD | COM | 40 | 40 | New | 11,000 |
| ISHARES INC | MSCI CDA INDEX | 574 | 574 | New | 20,500 |
| ISHARES INC | MSCI AUSTRALIA | 791 | 791 | New | 30,500 |
| ISHARES TR | MSCI CHIN SMCP | 896 | 896 | New | 20,200 |
| MARKET VECTORS ETF TR | AFRICA ETF | 940 | 940 | New | 31,000 |
| PETROLEO BRASILEIRO SA PETROBR | SPONSORED ADR | 1,471 | 1,471 | New | 81,200 |
| TALISMAN ENERGY INC | COM | 939 | 939 | New | 79,650 |
| TELLABS INC | COM | 64 | 64 | New | 31,200 |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 380 | 380 | New | 4,703 |
| WISDOMTREE TRUST | DRYFS CURR ETF | 227 | 227 | New | 10,900 |
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