JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.66%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.83%
Financial 9.47%
Healthcare 22.99%
Services 4.12%
Technology 24.72%
Transportation
Utilities 9.91%

30 INCREASED Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALTERA CORP COM 1,423 1,423 New 40,800
BROOKS AUTOMATION INC COM 7,210 754 11.68 651,288
COCA COLA CO COM 16,151 722 4.68 390,036
COHU INC COM 1,153 1,153 New 92,252
COMMERCIAL METALS CO COM 1,165 1,165 New 67,450
DIAMOND OFFSHORE DRILLING INC COM 2,552 194 8.21 58,000
E M C CORP MASS COM 3,635 865 31.22 122,720
EMERSON ELEC CO COM 17,229 593 3.56 266,873
GLAXOSMITHKLINE PLC SPONSORED ADR 9,831 453 4.83 206,105
GSV CAP CORP COM 1,061 453 74.54 104,900
HARDINGE INC COM 1,142 431 60.48 99,506
HOLOGIC INC COM 2,751 1,045 61.23 109,150
INGERSOLL-RAND PLC SHS 3,920 1,245 46.51 63,220
INTREXON CORP COM 236 236 New 11,964
ISHARES EM MK MINVOL ETF 715 715 New 11,400
ISHARES ALL PERU CAP ETF 2,326 15 .63 63,960
ISHARES TR MSCI EMG MKT ETF 3,832 36 .95 85,400
LINDSAY CORP COM 6,043 111 1.87 77,748
LUXFER HLDGS PLC SPONSORED ADR 2,087 71 3.50 109,300
MARKET VECTORS ETF TR VIETNAM ETF 635 15 2.49 28,800