JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 539

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.85%
Capital Goods 11.43%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.82%
Energy 8.94%
Financial 8.5%
Healthcare 24.09%
Services 3.73%
Technology 23.81%
Transportation
Utilities 11.3%

44 INCREASED Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM 1,997 541 37.18 51,747
AEGION CORP COM 2,047 180 9.62 85,450
AMERICAN SOFTWARE INC CL A 1,452 16 1.14 150,473
APPLIED MATLS INC COM 2,760 4 .14 143,364
AVALON RARE METALS INC COM 11 11 New 18,750
BCE INC COM NEW 7,689 463 6.41 174,599
BROOKS AUTOMATION INC COM 6,260 162 2.66 568,538
CHINA MOBILE LIMITED SPONSORED ADR 2,865 652 29.47 63,550
COCA COLA CO COM 13,888 347 2.56 340,982
COMMUNITY BK SYS INC COM 226 226 New 5,846
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 432 139 47.50 29,500
COVANCE INC COM 445 11 2.61 4,676
DRESSER-RAND GROUP INC COM 6,191 506 8.90 102,760
E M C CORP MASS COM 1,646 73 4.61 63,520
EMCOR GROUP INC COM 1,455 1,455 New 31,300
EMERSON ELEC CO COM 16,809 3 .02 242,205
EXXON MOBIL CORP COM 23,410 777 3.43 232,934
GENERAL ELECTRIC CO COM 2,487 111 4.67 94,133
GRANITE CONSTR INC COM 10,423 298 2.94 269,392
GSV CAP CORP COM 682 13 1.88 70,600