JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

44 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AVALON RARE METALS INC COM 11 11 New 18,750
COMMUNITY BK SYS INC COM 225 225 New 5,846
EMCOR GROUP INC COM 1,423 1,423 New 31,300
POWERSHARES ETF TRUST WNDRHLL CLN EN 67 67 New 10,000
WELLS FARGO & CO NEW COM 225 225 New 4,606
EMERSON ELEC CO COM 16,577 3 .02 242,205
APPLIED MATLS INC COM 2,722 4 .14 143,364
OGE ENERGY CORP COM 1,553 11 .71 42,600
JOHNSON & JOHNSON COM 31,838 260 .82 321,721
INTEL CORP COM 13,899 123 .89 514,031
AMERICAN SOFTWARE INC CL A 1,503 17 1.14 150,473
VANGUARD BD INDEX FD INC SHORT TRM BOND 595 11 1.85 7,435
GSV CAP CORP COM 684 13 1.88 70,600
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1,830 35 1.95 130,650
COCA COLA CO COM 13,885 347 2.56 340,982
COVANCE INC COM 453 12 2.61 4,676
BROOKS AUTOMATION INC COM 6,174 160 2.66 568,538
GRANITE CONSTR INC COM 10,358 296 2.94 269,392
EXXON MOBIL CORP COM 23,391 777 3.43 232,934
E M C CORP MASS COM 1,691 75 4.61 63,520