JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 527

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.8%
Capital Goods 12.08%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4.19%
Energy 8.21%
Financial 9.28%
Healthcare 23.45%
Services 4.05%
Technology 24.05%
Transportation
Utilities 10.31%

30 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
XEROX CORP COM 1,419 4 .28 107,500
TRANSCANADA CORP COM 1,670 5 .29 34,520
VERIZON COMMUNICATIONS INC COM 268 10 3.78 5,494
ISHARES ALL PERU CAP ETF 2,144 13 .63 63,960
MARKET VECTORS ETF TR VIETNAM ETF 610 15 2.49 28,800
ISHARES TR MSCI EMG MKT ETF 3,502 33 .95 85,400
LUXFER HLDGS PLC SPONSORED ADR 1,753 59 3.50 109,300
TYCO INTERNATIONAL LTD SHS 2,525 78 3.20 61,724
LINDSAY CORP COM 6,717 124 1.87 77,748
NEOGEN CORP COM 2,141 134 6.66 50,473
DIAMOND OFFSHORE DRILLING INC COM 2,199 167 8.21 58,000
INTREXON CORP COM 224 224 New 11,964
THE ADT CORPORATION COM 3,054 311 11.34 90,362
HARDINGE INC COM 1,082 408 60.48 99,506
GLAXOSMITHKLINE PLC SPONSORED ADR 8,992 414 4.83 206,105
GSV CAP CORP COM 1,055 451 74.54 104,900
EMERSON ELEC CO COM 16,802 578 3.56 266,873
ISHARES EM MK MINVOL ETF 680 680 New 11,400
COCA COLA CO COM 15,867 710 4.68 390,036
BROOKS AUTOMATION INC COM 7,119 744 11.68 651,288