JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 535

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.87%
Capital Goods 11.42%
Conglomerates 0.42%
Consumer Cyclical
Consumer/Non-Cyclical 3.86%
Energy 8.91%
Financial 8.52%
Healthcare 23.86%
Services 3.74%
Technology 23.81%
Transportation
Utilities 11.48%

44 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
EMERSON ELEC CO COM 16,375 3 .02 242,205
APPLIED MATLS INC COM 2,712 4 .14 143,364
VANGUARD BD INDEX FD INC SHORT TRM BOND 596 11 1.85 7,435
AVALON RARE METALS INC COM 11 11 New 18,750
OGE ENERGY CORP COM 1,566 11 .71 42,600
COVANCE INC COM 458 12 2.61 4,676
GSV CAP CORP COM 677 12 1.88 70,600
AMERICAN SOFTWARE INC CL A 1,505 17 1.14 150,473
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1,762 34 1.95 130,650
MARKET VECTORS ETF TR VIETNAM ETF 571 57 11.07 28,100
POWERSHARES ETF TRUST WNDRHLL CLN EN 67 67 New 10,000
E M C CORP MASS COM 1,696 75 4.61 63,520
HARDINGE INC COM 828 89 12.07 59,406
THE ADT CORPORATION COM 1,003 104 11.63 32,937
GENERAL ELECTRIC CO COM 2,459 110 4.67 94,133
INTEL CORP COM 13,843 123 .89 514,031
INGERSOLL-RAND PLC SHS 2,117 125 6.26 36,510
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 416 134 47.50 29,500
PEPSICO INC COM 784 150 23.74 9,253
BROOKS AUTOMATION INC COM 6,106 158 2.66 568,538