JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2016

Position Statistics

Total Positions 119
New Positions 4
Increased Positions 38
Decreased Positions 73
Positions with Activity 111
Sold Out Positions 14
Total Mkt Value (in $ millions) 429

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4%
Capital Goods 9.9%
Conglomerates
Consumer Cyclical 1.42%
Consumer/Non-Cyclical 1.76%
Energy 8.02%
Financial 6.16%
Healthcare 26.33%
Services 5.14%
Technology 24.36%
Transportation
Utilities 12.3%

38 INCREASED Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
XEROX CORP COM 2,436 67 2.85 266,533
PRICELINE GRP INC COM NEW 2,374 750 46.15 1,900
ISHARES MSCI CDA ETF 2,348 333 16.55 97,200
AECOM COM 2,337 569 32.20 73,900
APPLE INC COM 1,840 1,233 203.07 19,327
ISHARES MSCI AUST ETF 1,751 338 23.97 90,000
ENTEGRIS INC COM 1,640 1,050 178.06 121,494
DST SYS INC DEL COM 1,603 1,603 New 13,350
MOSAIC CO NEW COM 1,492 173 13.07 57,525
ALPHABET INC CAP STK CL C 1,314 77 6.20 1,851
SWISS HELVETIA FD INC COM 1,208 628 108.14 118,690
ELMIRA SVGS BK ELMIRA N Y COM 894 22 2.46 46,240
VANGUARD BD INDEX FD INC SHORT TRM BOND 733 371 102.33 9,125
ISHARES TR CORE US AGGBD ET 626 77 14.11 5,661
SELECT SECTOR SPDR TR SBI INT-UTILS 314 314 New 6,500
POWERSHARES ETF TRUST WNDRHLL CLN EN 269 184 216.44 71,200
PPL CORP COM 209 209 New 5,500
INTREXON CORP COM 168 168 New 6,000