JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2013

Position Statistics:

Total Positions 149
New Positions 13
Increased Positions 60
Decreased Positions 80
Positions with Activity 140
Sold Out Positions 3
Total Mkt Value
(in $ millions)
498

Sector Weighting

Basic Materials 3.41%
Capital Goods 10.01%
Conglomerates 0.35%
Consumer Cyclical
Consumer/Non-Cyclical 5.5%
Energy 8.21%
Financial 10.06%
Healthcare 25.08%
Services 3.61%
Technology 21.85%
Transportation
Utilities 11.92%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

60 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR MSCI CHIN SMCP 918 918 New 20,200
ISHARES INC MSCI AUSTRALIA 820 820 New 30,500
SPDR INDEX SHS FDS S&P CHINA ETF 770 15 1.94 10,500
GENERAL ELECTRIC CO COM 745 85 12.96 31,597
AMERICAN CAP LTD COM 743 168 29.16 51,385
ABBOTT LABS COM 585 585 New 15,475
ISHARES INC MSCI CDA INDEX 579 579 New 20,500
CHINA MOBILE LIMITED SPONSORED ADR 578 578 New 10,400
GSV CAP CORP COM 569 82 16.85 74,200
PEPSICO INC COM 516 79 17.94 6,253
SUN HYDRAULICS CORP COM 493 39 8.52 15,138
AT&T INC COM 453 1 .12 12,170
VANGUARD BD INDEX FD INC SHORT TRM BOND 380 380 New 4,703
VERIZON COMMUNICATIONS INC COM 359 109 43.56 6,816
QUEST DIAGNOSTICS INC COM 354 8 2.19 5,825
CHESAPEAKE ENERGY CORP COM 253 12 4.89 12,169
WISDOMTREE TRUST DRYFS CURR ETF 228 228 New 10,900
CONOCOPHILLIPS COM 221 221 New 3,455
TELLABS INC COM 63 63 New 31,200
EQUAL ENERGY LTD COM 42 42 New 11,000

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