JOHN G ULLMAN & ASSOCIATES INC
51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 149 |
| New Positions | 13 |
| Increased Positions | 60 |
| Decreased Positions | 80 |
| Positions with Activity | 140 |
| Sold Out Positions | 3 |
| Total Mkt Value (in $ millions) |
498 |
Sector Weighting
| Basic Materials | 3.41% |
| Capital Goods | 10.01% |
| Conglomerates | 0.35% |
| Consumer Cyclical | |
| Consumer/Non-Cyclical | 5.5% |
| Energy | 8.21% |
| Financial | 10.06% |
| Healthcare | 25.08% |
| Services | 3.61% |
| Technology | 21.85% |
| Transportation | |
| Utilities | 11.92% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
60 INCREASED Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| ISHARES TR | MSCI CHIN SMCP | 918 | 918 | New | 20,200 |
| ISHARES INC | MSCI AUSTRALIA | 820 | 820 | New | 30,500 |
| SPDR INDEX SHS FDS | S&P CHINA ETF | 770 | 15 | 1.94 | 10,500 |
| GENERAL ELECTRIC CO | COM | 745 | 85 | 12.96 | 31,597 |
| AMERICAN CAP LTD | COM | 743 | 168 | 29.16 | 51,385 |
| ABBOTT LABS | COM | 585 | 585 | New | 15,475 |
| ISHARES INC | MSCI CDA INDEX | 579 | 579 | New | 20,500 |
| CHINA MOBILE LIMITED | SPONSORED ADR | 578 | 578 | New | 10,400 |
| GSV CAP CORP | COM | 569 | 82 | 16.85 | 74,200 |
| PEPSICO INC | COM | 516 | 79 | 17.94 | 6,253 |
| SUN HYDRAULICS CORP | COM | 493 | 39 | 8.52 | 15,138 |
| AT&T INC | COM | 453 | 1 | .12 | 12,170 |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 380 | 380 | New | 4,703 |
| VERIZON COMMUNICATIONS INC | COM | 359 | 109 | 43.56 | 6,816 |
| QUEST DIAGNOSTICS INC | COM | 354 | 8 | 2.19 | 5,825 |
| CHESAPEAKE ENERGY CORP | COM | 253 | 12 | 4.89 | 12,169 |
| WISDOMTREE TRUST | DRYFS CURR ETF | 228 | 228 | New | 10,900 |
| CONOCOPHILLIPS | COM | 221 | 221 | New | 3,455 |
| TELLABS INC | COM | 63 | 63 | New | 31,200 |
| EQUAL ENERGY LTD | COM | 42 | 42 | New | 11,000 |
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