JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 549

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 11.66%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.92%
Financial 9.55%
Healthcare 23.05%
Services 4.14%
Technology 24.55%
Transportation
Utilities 9.86%

30 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EMERSON ELEC CO COM 17,187 591 3.56 266,873
COCA COLA CO COM 16,225 726 4.68 390,036
PFIZER INC COM 11,653 954 8.91 395,165
GLAXOSMITHKLINE PLC SPONSORED ADR 10,031 462 4.83 206,105
BROOKS AUTOMATION INC COM 7,262 759 11.68 651,288
LINDSAY CORP COM 6,089 112 1.87 77,748
OTTER TAIL CORP COM 3,921 3,681 1,535.45 137,378
ISHARES TR MSCI EMG MKT ETF 3,893 36 .95 85,400
INGERSOLL-RAND PLC SHS 3,856 1,224 46.51 63,220
E M C CORP MASS COM 3,613 860 31.22 122,720
THE ADT CORPORATION COM 3,336 340 11.34 90,362
TYCO INTERNATIONAL LTD SHS 2,749 85 3.20 61,724
HOLOGIC INC COM 2,727 1,035 61.23 109,150
DIAMOND OFFSHORE DRILLING INC COM 2,592 197 8.21 58,000
SPDR SERIES TRUST S&P BIOTECH 2,576 2,576 New 15,882
ISHARES ALL PERU CAP ETF 2,321 15 .63 63,960
NEOGEN CORP COM 2,117 132 6.66 50,473
LUXFER HLDGS PLC SPONSORED ADR 2,060 70 3.50 109,300
TRANSCANADA CORP COM 1,860 5 .29 34,520
TEREX CORP NEW COM 1,814 1,814 New 48,600