JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.63%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.96%
Energy 9.14%
Financial 9.46%
Healthcare 22.87%
Services 4.01%
Technology 24.8%
Transportation
Utilities 9.85%

30 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EMERSON ELEC CO COM 17,995 619 3.56 266,873
COCA COLA CO COM 15,991 715 4.68 390,036
PFIZER INC COM 11,930 976 8.91 395,165
GLAXOSMITHKLINE PLC SPONSORED ADR 10,017 461 4.83 206,105
BROOKS AUTOMATION INC COM 6,558 686 11.68 651,288
LINDSAY CORP COM 6,485 119 1.87 77,748
INGERSOLL-RAND PLC SHS 3,988 1,266 46.51 63,220
OTTER TAIL CORP COM 3,851 3,615 1,535.45 137,378
ISHARES TR MSCI EMG MKT ETF 3,824 36 .95 85,400
E M C CORP MASS COM 3,583 853 31.22 122,720
THE ADT CORPORATION COM 2,997 305 11.34 90,362
TYCO INTERNATIONAL LTD SHS 2,791 86 3.20 61,724
DIAMOND OFFSHORE DRILLING INC COM 2,772 210 8.21 58,000
HOLOGIC INC COM 2,757 1,047 61.23 109,150
ISHARES ALL PERU CAP ETF 2,343 15 .63 63,960
SPDR SERIES TRUST S&P BIOTECH 2,327 2,327 New 15,882
NEOGEN CORP COM 2,113 132 6.66 50,473
LUXFER HLDGS PLC SPONSORED ADR 2,092 71 3.50 109,300
TRANSCANADA CORP COM 1,784 5 .29 34,520
TEREX CORP NEW COM 1,778 1,778 New 48,600