JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 551

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 11.69%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.86%
Financial 9.48%
Healthcare 23.04%
Services 4.12%
Technology 24.62%
Transportation
Utilities 9.93%

30 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EMERSON ELEC CO COM 17,085 588 3.56 266,873
COCA COLA CO COM 16,272 728 4.68 390,036
PFIZER INC COM 11,614 950 8.91 395,165
GLAXOSMITHKLINE PLC SPONSORED ADR 10,120 466 4.83 206,105
BROOKS AUTOMATION INC COM 7,386 772 11.68 651,288
LINDSAY CORP COM 6,047 111 1.87 77,748
OTTER TAIL CORP COM 3,914 3,675 1,535.45 137,378
ISHARES TR MSCI EMG MKT ETF 3,848 36 .95 85,400
INGERSOLL-RAND PLC SHS 3,806 1,208 46.51 63,220
E M C CORP MASS COM 3,624 862 31.22 122,720
THE ADT CORPORATION COM 3,331 339 11.34 90,362
TYCO INTERNATIONAL LTD SHS 2,754 85 3.20 61,724
HOLOGIC INC COM 2,715 1,031 61.23 109,150
SPDR SERIES TRUST S&P BIOTECH 2,572 2,572 New 15,882
DIAMOND OFFSHORE DRILLING INC COM 2,549 193 8.21 58,000
ISHARES ALL PERU CAP ETF 2,324 15 .63 63,960
NEOGEN CORP COM 2,125 133 6.66 50,473
LUXFER HLDGS PLC SPONSORED ADR 2,066 70 3.50 109,300
TRANSCANADA CORP COM 1,856 5 .29 34,520
TEREX CORP NEW COM 1,818 1,818 New 48,600