JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2013

Position Statistics:

Total Positions 149
New Positions 13
Increased Positions 60
Decreased Positions 80
Positions with Activity 140
Sold Out Positions 3
Total Mkt Value
(in $ millions)
489

Sector Weighting

Basic Materials 3.4%
Capital Goods 9.96%
Conglomerates 0.35%
Consumer Cyclical
Consumer/Non-Cyclical 5.48%
Energy 8.09%
Financial 9.71%
Healthcare 25.73%
Services 3.53%
Technology 22.08%
Transportation
Utilities 11.67%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

60 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CORNING INC COM 20,438 2,324 12.83 1,345,509
EXXON MOBIL CORP COM 19,985 2,073 11.58 217,392
COCA COLA CO COM 12,641 2,747 27.76 308,840
INTEL CORP COM 12,401 3,225 35.14 486,971
SCHLUMBERGER LTD COM 10,856 704 6.94 146,383
GLAXOSMITHKLINE PLC SPONSORED ADR 10,401 382 3.81 198,220
MERCK & CO INC NEW COM 9,599 3,266 51.58 201,022
MICROSOFT CORP COM 9,418 25 .26 269,240
PFIZER INC COM 9,364 4 .05 318,488
GREAT PLAINS ENERGY INC COM 8,923 1,146 14.74 386,090
DUKE ENERGY CORP NEW COM NEW 8,641 29 .33 126,641
BCE INC COM NEW 7,560 479 6.76 173,565
GRANITE CONSTR INC COM 7,172 1,467 25.71 233,682
EXELON CORP COM 5,859 2,698 85.32 188,100
NEXTERA ENERGY INC COM 5,497 4 .07 67,370
ARCHER DANIELS MIDLAND CO COM 4,915 2,077 73.18 145,300
MDU RES GROUP INC COM 4,729 688 17.02 185,000
BROOKS AUTOMATION INC COM 4,704 693 17.29 453,188
ISHARES INC MSCI SINGAPORE 4,479 272 6.47 334,155
ENCANA CORP COM 3,994 3,313 486.84 220,650

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