JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2014

Position Statistics

Total Positions 158
New Positions 6
Increased Positions 27
Decreased Positions 117
Positions with Activity 144
Sold Out Positions 10
Total Mkt Value (in $ millions) 543

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.57%
Capital Goods 11.27%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 3.9%
Energy 6.74%
Financial 9.39%
Healthcare 24.17%
Services 4.1%
Technology 25.2%
Transportation
Utilities 11.1%

117 DECREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 5,709 -4,245 (42.64) 34,501
ABBOTT LABS COM 2,289 -37 (1.58) 49,697
ABERDEEN AUSTRALIA EQTY FD INC COM 1,227 -121 (8.98) 171,827
AEGION CORP COM 1,096 -173 (13.61) 62,500
ALLEGION PUB LTD CO ORD SHS -239 Sold Out 0
AMERICAN CAP LTD COM 1,094 -55 (4.78) 74,421
AMGEN INC COM 8,040 -2,825 (26) 47,248
ANALOG DEVICES INC COM 4,126 -123 (2.91) 72,701
APPLIED MATLS INC COM 4,612 -140 (2.94) 185,310
ARGAN INC COM 1,846 -98 (5.07) 57,167
AT&T INC COM 348 -10 (2.71) 10,373
BANK N S HALIFAX COM 885 -51 (5.41) 15,750
BAXTER INTL INC COM 1,342 -37 (2.7) 18,012
BRISTOL MYERS SQUIBB CO COM 13,808 -193 (1.38) 225,252
BROOKS AUTOMATION INC COM 7,972 -215 (2.62) 634,217
CALAVO GROWERS INC COM -1,140 Sold Out 0
CALGON CARBON CORP COM 1,607 -95 (5.58) 80,350
CENOVUS ENERGY INC COM 338 -26 (7.08) 16,416
CHEMUNG FINL CORP COM 500 -8 (1.62) 18,246
CHINA MOBILE LIMITED SPONSORED ADR 2,709 -125 (4.42) 46,500


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