JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 525

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.46%
Capital Goods 11.36%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.13%
Energy 7%
Financial 9.67%
Healthcare 24.08%
Services 4.97%
Technology 24.66%
Transportation
Utilities 10.57%

100 DECREASED Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 4,402 -1,046 (19.2) 27,876
ABBOTT LABS COM 2,281 -48 (2.05) 48,677
ABERDEEN AUSTRALIA EQTY FD INC COM -1,234 Sold Out 0
AEGION CORP COM 744 -387 (34.22) 41,115
AMGEN INC COM 5,412 -2,121 (28.16) 33,943
ANALOG DEVICES INC COM 4,362 -128 (2.85) 70,626
APPLE INC COM 920 -4,065 (81.55) 7,310
APPLIED MATLS INC COM 3,528 -60 (1.67) 182,210
ARCH COAL INC COM -11 Sold Out 0
ARGAN INC COM 1,791 -52 (2.83) 55,550
AT&T INC COM 339 -11 (3.16) 10,045
BANK N S HALIFAX COM 823 -44 (5.08) 14,950
BAXTER INTL INC COM 1,195 -59 (4.72) 17,162
BRISTOL MYERS SQUIBB CO COM 14,485 -164 (1.12) 222,736
BROOKS AUTOMATION INC COM 6,900 -45 (0.65) 630,092
CENOVUS ENERGY INC COM 252 -51 (16.75) 13,666
CHESAPEAKE ENERGY CORP COM -167 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR 3,279 -32 (0.97) 46,050
CISCO SYS INC COM 8,859 -136 (1.51) 306,635
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR 1,652 -36 (2.14) 57,150