JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 548

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.69%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 4.05%
Energy 9.07%
Financial 9.34%
Healthcare 22.9%
Services 3.96%
Technology 24.77%
Transportation
Utilities 9.93%

107 DECREASED Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VALE S A ADR 1,937 -52 (2.62) 137,575
ISHARES CHINA LG-CAP ETF 1,431 -164 (10.3) 37,430
AMERICAN SOFTWARE INC CL A 1,364 -67 (4.66) 141,073
GOOGLE INC CL A 1,245 -3 (0.24) 2,057
WATTS WATER TECHNOLOGIES INC CL A 2,143 -83 (3.74) 35,100
FREEPORT-MCMORAN INC CL B 1,040 -2,531 (70.87) 27,125
GOOGLE INC CL C -1,227 Sold Out 0
3M CO COM 8,712 -293 (3.26) 60,151
ABBOTT LABS COM 2,158 -11 (0.49) 50,497
ABERDEEN AUSTRALIA EQTY FD INC COM 1,699 -195 (10.31) 188,771
AEGION CORP COM 1,652 -139 (7.78) 72,350
AMERICAN CAP LTD COM 1,186 -30 (2.5) 78,158
AMGEN INC COM 7,553 -198 (2.56) 63,847
ANALOG DEVICES INC COM 4,004 -2,187 (35.32) 74,876
APPLE INC COM 3,721 -4 (0.11) 39,402
APPLIED MATLS INC COM 4,391 -67 (1.5) 190,930
ARGAN INC COM 2,173 -242 (10.01) 60,217
BANK N S HALIFAX COM 1,132 -102 (8.26) 16,650
BAXTER INTL INC COM 1,417 -50 (3.39) 18,512
BRISTOL MYERS SQUIBB CO COM 11,219 -204 (1.79) 228,402