JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 541

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 11.46%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.82%
Energy 8.89%
Financial 8.51%
Healthcare 24.14%
Services 3.73%
Technology 23.81%
Transportation
Utilities 11.26%

102 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
DARLING INTL INC COM -1,611 Sold Out 0
EXIDE TECHNOLOGIES COM NEW -2 Sold Out 0
POWERSHARES ETF TRUST GOLDEN DRG CHINA -1,691 Sold Out 0
QUEST DIAGNOSTICS INC COM -212 Sold Out 0
SONUS NETWORKS INC COM -32 Sold Out 0
WISDOMTREE TR EMERG CUR STR FD -204 Sold Out 0
WISDOMTREE TR BRAZILN RL FD -608 Sold Out 0
ELLSWORTH FUND LTD COM 115 -2,117 (94.86) 13,500
ARCHER DANIELS MIDLAND CO COM 901 -2,173 (70.68) 20,200
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 588 -315 (34.86) 16,350
ISHARES ALL PERU CAP ETF 2,272 -1,100 (32.61) 68,300
PENTAIR LTD SHS 279 -132 (32.06) 3,725
ABERDEEN AUSTRALIA EQTY FD INC COM 2,165 -709 (24.66) 237,911
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW 137 -40 (22.72) 16,500
MONSANTO CO NEW COM 2,551 -694 (21.39) 22,785
ISHARES MSCI BRZ CAP ETF 2,731 -681 (19.95) 57,925
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 1,566 -381 (19.58) 94,695
BRISTOL MYERS SQUIBB CO COM 12,427 -2,985 (19.37) 243,722
CIENA CORP COM NEW 225 -45 (16.6) 11,050
VERIZON COMMUNICATIONS INC COM 260 -43 (14.22) 5,431