JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 548

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.69%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.83%
Financial 9.51%
Healthcare 23.02%
Services 4.12%
Technology 24.63%
Transportation
Utilities 9.9%

107 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
GOOGLE INC CL C -1,196 Sold Out 0
HALLIBURTON CO COM -823 Sold Out 0
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW -126 Sold Out 0
STERIS CORP COM 221 -4,452 (95.28) 3,950
FREEPORT-MCMORAN INC CL B 989 -2,407 (70.87) 27,125
EXELON CORP COM 2,383 -4,572 (65.74) 72,575
ALLEGION PUB LTD CO ORD SHS 228 -159 (41.14) 4,348
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 571 -362 (38.83) 30,250
ANALOG DEVICES INC COM 3,888 -2,123 (35.32) 74,876
MKS INSTRUMENT INC COM 544 -177 (24.6) 16,550
MDU RES GROUP INC COM 4,257 -1,178 (21.67) 135,700
CHINA MOBILE LIMITED SPONSORED ADR 2,970 -687 (18.78) 48,650
ITT CORP NEW COM NEW 263 -58 (18.14) 5,415
TALISMAN ENERGY INC COM 963 -213 (18.11) 89,060
CHEMUNG FINL CORP COM 526 -116 (18.09) 18,546
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 1,311 -256 (16.35) 77,895
CALAVO GROWERS INC COM 927 -160 (14.74) 24,750
SUNCOR ENERGY INC NEW COM 454 -70 (13.32) 11,262
SWISS HELVETIA FD INC COM 665 -96 (12.59) 47,200
CENOVUS ENERGY INC COM 545 -77 (12.4) 17,666