JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 517

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.79%
Capital Goods 12.07%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4.41%
Energy 8.17%
Financial 9.37%
Healthcare 23.27%
Services 4.04%
Technology 23.99%
Transportation
Utilities 10.3%

107 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CUBIST PHARMACEUTICALS INC COM 964 -30 (2.99) 14,625
ROPER INDS INC NEW COM 933 -87 (8.5) 6,459
FREEPORT-MCMORAN INC CL B 823 -2,002 (70.87) 27,125
TETRA TECH INC NEW COM 745 -69 (8.49) 30,181
TE CONNECTIVITY LTD REG SHS 740 -51 (6.42) 13,850
SPDR INDEX SHS FDS S&P CHINA ETF 679 -23 (3.26) 8,900
SWISS HELVETIA FD INC COM 593 -85 (12.59) 47,200
TALISMAN ENERGY INC COM 583 -129 (18.11) 89,060
MOSAIC CO NEW COM 575 -12 (2.08) 14,100
CHEMUNG FINL CORP COM 546 -121 (18.09) 18,546
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 537 -341 (38.83) 30,250
MKS INSTRUMENT INC COM 537 -175 (24.6) 16,550
CENOVUS ENERGY INC COM 413 -58 (12.4) 17,666
SUNCOR ENERGY INC NEW COM 377 -58 (13.32) 11,262
PENN WEST PETE LTD NEW COM 348 -39 (10.03) 72,250
COVANCE INC COM 332 -22 (6.33) 4,290
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 279 -20 (6.73) 8,322
ITT CORP NEW COM NEW 221 -49 (18.14) 5,415
STERIS CORP COM 216 -4,351 (95.28) 3,950
CHESAPEAKE ENERGY CORP COM 212 -3 (1.27) 10,532