JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2013

Position Statistics:

Total Positions 149
New Positions 13
Increased Positions 60
Decreased Positions 80
Positions with Activity 140
Sold Out Positions 3
Total Mkt Value
(in $ millions)
485

Sector Weighting

Basic Materials 3.4%
Capital Goods 9.94%
Conglomerates 0.35%
Consumer Cyclical
Consumer/Non-Cyclical 5.48%
Energy 8.08%
Financial 9.77%
Healthcare 25.78%
Services 3.53%
Technology 22.04%
Transportation
Utilities 11.64%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

80 DECREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CENOVUS ENERGY INC COM 678 -22 (3.16) 23,000
SUNCOR ENERGY INC NEW COM 630 -48 (7.1) 20,530
HARDINGE INC COM 621 -1 (0.11) 44,456
E M C CORP MASS COM 566 -9 (1.61) 22,797
HALLIBURTON CO COM 554 -17 (3.05) 12,700
PENTAIR LTD SHS 540 -100 (15.67) 9,183
MARKET VECTORS ETF TR VIETNAM ETF 507 -4 (0.78) 25,300
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW 471 -72 (13.34) 31,350
REGENERON PHARMACEUTICALS COM 440 -12 (2.58) 1,891
COVANCE INC COM 422 -3 (0.67) 5,375
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR 400 -20 (4.87) 16,600
TORTOISE ENERGY INFRSTRCTR CP COM 342 -14 (3.84) 7,507
CIENA CORP COM NEW 274 -3 (1.09) 13,650
ITT CORP NEW COM NEW 264 -3 (1.11) 8,905
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 249 -26 (9.36) 6,209
PENN WEST PETE LTD NEW COM 153 -5 (2.96) 13,100
MARVELL TECHNOLOGY GROUP LTD ORD 144 -2 (1.55) 12,700
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS -1,133 Sold Out 0
SUNOPTA INC COM -1,652 Sold Out 0
WISDOMTREE TRUST CHINESE YUAN ETF -1,526 Sold Out 0

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