JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 539

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.85%
Capital Goods 11.43%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.82%
Energy 8.94%
Financial 8.5%
Healthcare 24.09%
Services 3.73%
Technology 23.81%
Transportation
Utilities 11.3%

102 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TALISMAN ENERGY INC COM 1,315 -31 (2.33) 121,760
STRYKER CORP COM 1,293 -35 (2.66) 16,500
AMERICAN CAP LTD COM 1,270 -22 (1.72) 85,858
CUBIST PHARMACEUTICALS INC COM 1,159 -96 (7.67) 17,455
BANK N S HALIFAX COM 1,141 -65 (5.41) 19,250
NORTHWESTERN CORP COM NEW 1,118 -14 (1.26) 23,450
ENDO INTL PLC SHS 1,026 -74 (6.76) 16,540
ROPER INDS INC NEW COM 996 -26 (2.58) 7,559
TETRA TECH INC NEW COM 986 -52 (5.05) 34,781
CALAVO GROWERS INC COM 986 -58 (5.58) 30,450
TE CONNECTIVITY LTD REG SHS 966 -54 (5.33) 16,000
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 942 -67 (6.63) 56,650
ARCHER DANIELS MIDLAND CO COM 904 -2,178 (70.68) 20,200
ISHARES TR CHINA SM-CAP ETF 859 -37 (4.12) 18,600
SUN HYDRAULICS CORP COM 819 -8 (0.98) 20,238
SWISS HELVETIA FD INC COM 793 -53 (6.25) 55,550
HALLIBURTON CO COM 790 -19 (2.4) 12,200
MOSAIC CO NEW COM 728 -5 (0.67) 14,900
SPDR INDEX SHS FDS S&P CHINA ETF 679 -43 (6) 9,400
MKS INSTRUMENT INC COM 666 -26 (3.77) 22,950