JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 533

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.43%
Capital Goods 11.18%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.1%
Energy 6.81%
Financial 9.65%
Healthcare 24.13%
Services 4.99%
Technology 24.71%
Transportation
Utilities 10.91%

100 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHWESTERN CORP COM NEW 1,065 -37 (3.37) 20,050
ROPER INDS INC NEW COM 1,038 -8 (0.81) 6,109
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 960 -46 (4.61) 82,800
APPLE INC COM 952 -4,210 (81.55) 7,310
TE CONNECTIVITY LTD REG SHS 900 -28 (2.97) 13,075
SPDR INDEX SHS FDS S&P CHINA ETF 856 -20 (2.25) 8,700
BANK N S HALIFAX COM 822 -44 (5.08) 14,950
AEGION CORP COM 781 -406 (34.22) 41,115
REGENERON PHARMACEUTICALS COM 601 -7 (1.11) 1,251
MOSAIC CO NEW COM 580 -31 (5.15) 12,900
MARKET VECTORS ETF TR VIETNAM ETF 512 -7 (1.41) 28,000
COMMERCIAL METALS CO COM 482 -770 (61.48) 29,100
LUXFER HLDGS PLC SPONSORED ADR 444 -1,042 (70.11) 34,185
ISHARES MSCI BRZ CAP ETF 372 -1,410 (79.14) 10,000
SWISS HELVETIA FD INC COM 356 -29 (7.58) 29,250
AT&T INC COM 342 -11 (3.16) 10,045
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 316 -4 (1.24) 7,972
JPMORGAN CHASE & CO COM 293 -1,888 (86.57) 4,682
SUNCOR ENERGY INC NEW COM 279 -74 (20.97) 8,441
VANGUARD BD INDEX FD INC SHORT TRM BOND 279 -330 (54.23) 3,460