JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 44
Decreased Positions 101
Positions with Activity 145
Sold Out Positions 7
Total Mkt Value (in $ millions) 561

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.97%
Capital Goods 11.08%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 3.84%
Energy 9.49%
Financial 8.89%
Healthcare 23.53%
Services 4%
Technology 24.3%
Transportation
Utilities 10.3%

101 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOOGLE INC CL A 1,203 -895 (42.66) 2,062
GOOGLE INC CL C 1,188 -884 (42.66) 2,062
TALISMAN ENERGY INC COM 1,107 -132 (10.68) 108,760
CUBIST PHARMACEUTICALS INC COM 1,030 -163 (13.64) 15,075
ROPER INDS INC NEW COM 1,025 -73 (6.62) 7,059
CALAVO GROWERS INC COM 1,001 -49 (4.66) 29,030
TE CONNECTIVITY LTD REG SHS 947 -77 (7.5) 14,800
TETRA TECH INC NEW COM 913 -50 (5.18) 32,981
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 877 -128 (12.71) 49,450
HALLIBURTON CO COM 848 -14 (1.64) 12,000
SWISS HELVETIA FD INC COM 785 -23 (2.79) 54,000
PENN WEST PETE LTD NEW COM 748 -84 (10.08) 80,305
SPDR INDEX SHS FDS S&P CHINA ETF 704 -15 (2.13) 9,200
MKS INSTRUMENT INC COM 700 -32 (4.36) 21,950
CHEMUNG FINL CORP COM 692 -46 (6.21) 22,642
MOSAIC CO NEW COM 692 -24 (3.36) 14,400
CENOVUS ENERGY INC COM 643 -22 (3.36) 20,166
GSV CAP CORP COM 597 -104 (14.87) 60,100
SUNCOR ENERGY INC NEW COM 556 -112 (16.78) 12,992
ALLEGION PUB LTD CO ORD SHS 411 -203 (33.11) 7,387