JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 549

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.64%
Capital Goods 11.62%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.93%
Energy 9.18%
Financial 9.42%
Healthcare 22.87%
Services 4.01%
Technology 24.79%
Transportation
Utilities 9.9%

107 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CLAYMORE EXCHANGE-TRD FD TR 2 GUGG CHINA ALLCP 3,228 -139 (4.12) 116,269
DOLBY LABORATORIES INC COM 2,879 -257 (8.19) 65,570
OGE ENERGY CORP COM 2,671 -11 (0.42) 71,200
CHINA MOBILE LIMITED SPONSORED ADR 2,649 -612 (18.78) 48,650
ISHARES MSCI BRZ CAP ETF 2,510 -36 (1.4) 49,235
LACLEDE GROUP INC COM 2,436 -73 (2.9) 50,300
XYLEM INC COM 2,425 -63 (2.52) 64,970
MONSANTO CO NEW COM 2,388 -99 (3.98) 20,535
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 2,316 -86 (3.57) 135,050
ISHARES MSCI AUST ETF 2,312 -16 (0.7) 85,300
EXELON CORP COM 2,305 -4,423 (65.74) 72,575
LANDEC CORP COM 2,290 -83 (3.48) 188,350
JPMORGAN CHASE & CO COM 2,180 -93 (4.09) 36,949
ARGAN INC COM 2,177 -242 (10.01) 60,217
ABBOTT LABS COM 2,170 -11 (0.49) 50,497
ISHARES MSCI CDA ETF 2,153 -36 (1.65) 65,760
WATTS WATER TECHNOLOGIES INC CL A 2,141 -83 (3.74) 35,100
MENTOR GRAPHICS CORP COM 2,054 -13 (0.61) 97,600
VALE S A ADR 1,973 -53 (2.62) 137,575
CALGON CARBON CORP COM 1,915 -128 (6.28) 85,100