JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2014

Position Statistics

Total Positions 157
New Positions 6
Increased Positions 27
Decreased Positions 116
Positions with Activity 143
Sold Out Positions 10
Total Mkt Value (in $ millions) 542

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 11.01%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4%
Energy 6.49%
Financial 9.4%
Healthcare 24.01%
Services 4.2%
Technology 25.15%
Transportation
Utilities 11.68%

143 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALLEGION PUB LTD CO ORD SHS -237 Sold Out 0
CALAVO GROWERS INC COM -1,022 Sold Out 0
CIENA CORP COM NEW -205 Sold Out 0
COMMUNITY BK SYS INC COM -203 Sold Out 0
DIAMOND OFFSHORE DRILLING INC COM -1,862 Sold Out 0
FREEPORT-MCMORAN INC CL B -522 Sold Out 0
MKS INSTRUMENT INC COM -574 Sold Out 0
PENN WEST PETE LTD NEW COM -111 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -46 Sold Out 0
STERIS CORP COM -261 Sold Out 0
IPASS INC COM 20 -3 (11.91) 14,800
OCLARO INC COM NEW 50 -6 (10.82) 32,975
ITT CORP NEW COM NEW 185 -10 (5.36) 5,125
TORTOISE ENERGY INFRSTRCTR CP COM 189 -7 (3.33) 4,357
BERKSHIRE HATHAWAY INC DEL CL B NEW 216 216 New 1,450
GILEAD SCIENCES INC COM 224 224 New 2,119
CONOCOPHILLIPS COM 237 -6 (2.66) 3,667
QUEST DIAGNOSTICS INC COM 283 -15 (5) 3,990
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 313 -10 (3) 8,072
SUNCOR ENERGY INC NEW COM 321 -17 (5.16) 10,681