JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2015

Position Statistics

Total Positions 149
New Positions 6
Increased Positions 44
Decreased Positions 92
Positions with Activity 136
Sold Out Positions 8
Total Mkt Value (in $ millions) 538

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.9%
Capital Goods 12.15%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.37%
Energy 7.46%
Financial 10.18%
Healthcare 21.78%
Services 4.52%
Technology 25.17%
Transportation
Utilities 10.38%

136 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AVAGO TECHNOLOGIES LTD SHS -829 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -207 Sold Out 0
ITT CORP NEW COM NEW -219 Sold Out 0
LABORATORY CORP AMER HLDGS COM NEW -123 Sold Out 0
MEDTRONIC PLC SHS -6,721 Sold Out 0
PRICELINE GRP INC COM NEW -1,846 Sold Out 0
TEREX CORP NEW COM -1,034 Sold Out 0
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS -343 Sold Out 0
PENN WEST PETE LTD NEW COM 26 26 New 13,150
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 122 -13 (9.52) 13,300
ENCANA CORP COM 129 129 New 10,194
CENOVUS ENERGY INC COM 211 -15 (6.59) 12,766
ISHARES TR CORE US AGGBD ET 223 223 New 2,025
GILEAD SCIENCES INC COM 232 232 New 2,069
SPDR SERIES TRUST BRC CNV SECS ETF 236 24 11.49 4,794
SUNCOR ENERGY INC NEW COM 241 -6 (2.37) 8,241
POWERSHARES ETF TRUST WNDRHLL CLN EN 246 -6 (2.46) 43,600
VERIZON COMMUNICATIONS INC COM 284 -16 (5.31) 5,744
JPMORGAN CHASE & CO COM 291 -17 (5.55) 4,422
ISHARES MSCI BRZ CAP ETF 305 -17 (5.4) 9,460