JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2015

Position Statistics

Total Positions 150
New Positions 6
Increased Positions 44
Decreased Positions 93
Positions with Activity 137
Sold Out Positions 8
Total Mkt Value (in $ millions) 519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.93%
Capital Goods 11.6%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.36%
Energy 7.35%
Financial 10.28%
Healthcare 22.17%
Services 4.6%
Technology 25.2%
Transportation
Utilities 10.31%

137 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AVAGO TECHNOLOGIES LTD SHS -771 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -199 Sold Out 0
ITT CORP NEW COM NEW -211 Sold Out 0
LABORATORY CORP AMER HLDGS COM NEW -126 Sold Out 0
MEDTRONIC PLC SHS -6,499 Sold Out 0
PRICELINE GRP INC COM NEW -1,800 Sold Out 0
TEREX CORP NEW COM -966 Sold Out 0
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS -333 Sold Out 0
ZIOPHARM ONCOLOGY INC COM 22 (1.13) 1,919
PENN WEST PETE LTD NEW COM 22 22 New 13,150
ENCANA CORP COM 112 112 New 10,194
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 120 -13 (9.52) 13,300
CENOVUS ENERGY INC COM 200 -14 (6.59) 12,766
ISHARES TR CORE US AGGBD ET 220 220 New 2,025
SPDR SERIES TRUST BRC CNV SECS ETF 227 23 11.49 4,794
SUNCOR ENERGY INC NEW COM 228 -6 (2.37) 8,241
POWERSHARES ETF TRUST WNDRHLL CLN EN 231 -6 (2.46) 43,600
GILEAD SCIENCES INC COM 238 238 New 2,069
KEY ENERGY SVCS INC COM 270 -26 (8.81) 170,700
VERIZON COMMUNICATIONS INC COM 271 -15 (5.31) 5,744