JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 551

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 11.69%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.86%
Financial 9.48%
Healthcare 23.04%
Services 4.12%
Technology 24.62%
Transportation
Utilities 9.93%

137 Activity Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 8,662 -291 (3.26) 60,151
ABBOTT LABS COM 2,133 -11 (0.49) 50,497
ABERDEEN AUSTRALIA EQTY FD INC COM 1,697 -195 (10.31) 188,771
AEGION CORP COM 1,784 -150 (7.78) 72,350
ALLEGION PUB LTD CO ORD SHS 224 -156 (41.14) 4,348
ALTERA CORP COM 1,442 1,442 New 40,800
AMERICAN CAP LTD COM 1,211 -31 (2.5) 78,158
AMERICAN SOFTWARE INC CL A 1,298 -63 (4.66) 141,073
AMGEN INC COM 8,899 -233 (2.56) 63,847
ANALOG DEVICES INC COM 3,828 -2,090 (35.32) 74,876
APPLE INC COM 4,039 -4 (0.11) 39,402
APPLIED MATLS INC COM 4,411 -67 (1.5) 190,930
ARGAN INC COM 2,412 -268 (10.01) 60,217
BANK N S HALIFAX COM 1,103 -99 (8.26) 16,650
BAXTER INTL INC COM 1,388 -49 (3.39) 18,512
BCE INC COM NEW 8,326 -158 (1.86) 184,949
BRISTOL MYERS SQUIBB CO COM 11,569 -210 (1.79) 228,402
BROOKS AUTOMATION INC COM 7,386 772 11.68 651,288
CALAVO GROWERS INC COM 964 -167 (14.74) 24,750
CALGON CARBON CORP COM 1,808 -121 (6.28) 85,100