JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 516

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.39%
Capital Goods 11.43%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.16%
Energy 6.62%
Financial 9.27%
Healthcare 24.5%
Services 4.87%
Technology 24.77%
Transportation
Utilities 10.9%

149 Activity Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 4,532 -1,077 (19.2) 27,876
ABBOTT LABS COM 2,263 -47 (2.05) 48,677
ABERDEEN AUSTRALIA EQTY FD INC COM -1,253 Sold Out 0
AEGION CORP COM 743 -386 (34.22) 41,115
ALTERA CORP COM 3,098 50 1.65 89,600
AMERICAN CAP LTD COM 1,290 174 15.59 86,021
AMERICAN SOFTWARE INC CL A 2,479 768 44.91 239,273
AMGEN INC COM 5,450 -2,136 (28.16) 33,943
ANALOG DEVICES INC COM 4,055 -119 (2.85) 70,626
APPLE INC COM 908 -4,015 (81.55) 7,310
APPLIED MATLS INC COM 4,082 -69 (1.67) 182,210
ARCH COAL INC COM -11 Sold Out 0
ARGAN INC COM 1,918 -56 (2.83) 55,550
AT&T INC COM 330 -11 (3.16) 10,045
AVAGO TECHNOLOGIES LTD SHS 698 698 New 5,600
BANK N S HALIFAX COM 751 -40 (5.08) 14,950
BAXTER INTL INC COM 1,167 -58 (4.72) 17,162
BCE INC COM NEW 8,514 72 .85 199,158
BRISTOL MYERS SQUIBB CO COM 14,478 -164 (1.12) 222,736
BROOKS AUTOMATION INC COM 7,347 -48 (0.65) 630,092