JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 44
Decreased Positions 101
Positions with Activity 145
Sold Out Positions 7
Total Mkt Value (in $ millions) 560

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.98%
Capital Goods 11.12%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 3.84%
Energy 9.47%
Financial 8.89%
Healthcare 23.52%
Services 3.98%
Technology 24.26%
Transportation
Utilities 10.34%

145 Activity Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 8,988 -156 (1.71) 62,175
ABBOTT LABS COM 2,083 -41 (1.93) 50,747
ABERDEEN AUSTRALIA EQTY FD INC COM 1,907 -249 (11.53) 210,471
AEGION CORP COM 1,822 -163 (8.19) 78,450
ALLEGION PUB LTD CO ORD SHS 410 -203 (33.11) 7,387
AMERICAN CAP LTD COM 1,232 -88 (6.64) 80,158
AMERICAN SOFTWARE INC CL A 1,469 -25 (1.66) 147,973
AMGEN INC COM 7,860 -404 (4.89) 65,522
ANALOG DEVICES INC COM 6,303 -395 (5.89) 115,766
APPLE INC COM 3,761 -29 (0.76) 39,445
APPLIED MATLS INC COM 4,408 1,148 35.20 193,830
ARCH COAL INC COM 37 -28 (42.79) 11,500
ARCHER DANIELS MIDLAND CO COM -928 Sold Out 0
ARGAN INC COM 2,495 -175 (6.56) 66,917
ASTEC INDS INC COM -1,577 Sold Out 0
BANK N S HALIFAX COM 1,222 -74 (5.71) 18,150
BAXTER INTL INC COM 1,444 -53 (3.52) 19,161
BCE INC COM NEW 8,458 622 7.93 188,449
BRISTOL MYERS SQUIBB CO COM 11,130 -535 (4.58) 232,552
BROOKS AUTOMATION INC COM 6,217 156 2.58 583,188