JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

146 Activity Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VALE S A ADR 1,818 430 30.98 128,950
ISHARES ALL PERU CAP ETF 2,276 -1,102 (32.61) 68,300
WISDOMTREE TR BRAZILN RL FD -611 Sold Out 0
ISHARES CHINA LG-CAP ETF 1,692 -46 (2.64) 47,245
ISHARES TR CHINA SM-CAP ETF 856 -37 (4.12) 18,600
AMERICAN SOFTWARE INC CL A 1,503 17 1.14 150,473
GOOGLE INC CL A 1,954 -145 (6.89) 3,596
WATTS WATER TECHNOLOGIES INC CL A 2,201 -29 (1.31) 37,589
GOOGLE INC CL C 1,928 -143 (6.89) 3,596
3M CO COM 8,712 -179 (2.01) 63,257
ABBOTT LABS COM 2,015 546 37.18 51,747
ABERDEEN AUSTRALIA EQTY FD INC COM 2,155 -705 (24.66) 237,911
AEGION CORP COM 2,087 183 9.62 85,450
AMERICAN CAP LTD COM 1,259 -22 (1.72) 85,858
AMGEN INC COM 7,954 -113 (1.4) 68,890
ANALOG DEVICES INC COM 6,501 -205 (3.05) 123,016
APPLE INC COM 2,981 -50 (1.66) 5,678
APPLIED MATLS INC COM 2,722 4 .14 143,364
ARCHER DANIELS MIDLAND CO COM 910 -2,193 (70.68) 20,200
ARGAN INC COM 1,949 -35 (1.78) 71,617