JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.63%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.96%
Energy 9.14%
Financial 9.46%
Healthcare 22.87%
Services 4.01%
Technology 24.8%
Transportation
Utilities 9.85%

137 Activity Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VALE S A ADR 2,003 -54 (2.62) 137,575
ISHARES ALL PERU CAP ETF 2,343 15 .63 63,960
ISHARES TR CHINA LG-CAP ETF 1,504 -173 (10.3) 37,430
AMERICAN SOFTWARE INC CL A 1,354 -66 (4.66) 141,073
GOOGLE INC CL A 1,230 -3 (0.24) 2,057
WATTS WATER TECHNOLOGIES INC CL A 2,132 -83 (3.74) 35,100
FREEPORT-MCMORAN INC CL B 1,030 -2,507 (70.87) 27,125
GOOGLE INC CL C -1,215 Sold Out 0
3M CO COM 8,729 -294 (3.26) 60,151
ABBOTT LABS COM 2,173 -11 (0.49) 50,497
ABERDEEN AUSTRALIA EQTY FD INC COM 1,703 -196 (10.31) 188,771
AEGION CORP COM 1,604 -135 (7.78) 72,350
ALTERA CORP COM 1,366 1,366 New 40,800
AMERICAN CAP LTD COM 1,230 -31 (2.5) 78,158
AMGEN INC COM 7,843 -206 (2.56) 63,847
ANALOG DEVICES INC COM 3,756 -2,051 (35.32) 74,876
APPLE INC COM 3,848 -4 (0.11) 39,402
APPLIED MATLS INC COM 4,053 -62 (1.5) 190,930
ARGAN INC COM 2,151 -239 (10.01) 60,217
BANK N S HALIFAX COM 1,133 -102 (8.26) 16,650