JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2016

Position Statistics

Total Positions 119
New Positions 4
Increased Positions 38
Decreased Positions 73
Positions with Activity 111
Sold Out Positions 14
Total Mkt Value (in $ millions) 435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.07%
Capital Goods 10.6%
Conglomerates
Consumer Cyclical 1.49%
Consumer/Non-Cyclical 1.76%
Energy 8.04%
Financial 6.15%
Healthcare 26.07%
Services 5.12%
Technology 24.04%
Transportation
Utilities 12.09%

111 Activity Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AEGION CORP COM -2,028 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -2,220 Sold Out 0
ANALOG DEVICES INC COM -2,098 Sold Out 0
ARGAN INC COM -1,455 Sold Out 0
EMCOR GROUP INC COM -1,027 Sold Out 0
FLOWSERVE CORP COM -2,566 Sold Out 0
INPHI CORP COM -451 Sold Out 0
INTERNATIONAL SPEEDWAY CORP CL A -238 Sold Out 0
KAPSTONE PAPER & PACKAGING CRP COM -1,568 Sold Out 0
MARKET VECTORS ETF TR VIETNAM ETF -187 Sold Out 0
MICRON TECHNOLOGY INC COM -1,150 Sold Out 0
PENN WEST PETE LTD NEW COM -18 Sold Out 0
SPDR SERIES TRUST S&P REGL BKG -2,272 Sold Out 0
VANGUARD INDEX FDS S&P 500 ETF SHS -231 Sold Out 0
PORTLAND GEN ELEC CO COM NEW 228 -4,085 (94.72) 5,860
COCA COLA CO COM 1,712 -16,746 (90.73) 38,356
CISCO SYS INC COM 772 -6,511 (89.4) 27,600
DISNEY WALT CO COM DISNEY 500 -2,473 (83.18) 4,806
TOMPKINS FINANCIAL CORPORATION COM 458 -1,322 (74.26) 6,940
CIENA CORP COM NEW 1,322 -936 (41.46) 79,500