JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.64%
Capital Goods 11.72%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.94%
Energy 9.12%
Financial 9.35%
Healthcare 22.86%
Services 3.96%
Technology 24.86%
Transportation
Utilities 9.89%

137 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
GOOGLE INC CL C -1,226 Sold Out 0
HALLIBURTON CO COM -879 Sold Out 0
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW -126 Sold Out 0
STERIS CORP COM 213 -4,299 (95.28) 3,950
FREEPORT-MCMORAN INC CL B 1,050 -2,556 (70.87) 27,125
EXELON CORP COM 2,306 -4,426 (65.74) 72,575
ALLEGION PUB LTD CO ORD SHS 239 -167 (41.14) 4,348
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 558 -354 (38.83) 30,250
ANALOG DEVICES INC COM 4,025 -2,198 (35.32) 74,876
MKS INSTRUMENT INC COM 523 -171 (24.6) 16,550
MDU RES GROUP INC COM 4,516 -1,250 (21.67) 135,700
CHINA MOBILE LIMITED SPONSORED ADR 2,627 -607 (18.78) 48,650
ITT CORP NEW COM NEW 260 -58 (18.14) 5,415
TALISMAN ENERGY INC COM 877 -194 (18.11) 89,060
CHEMUNG FINL CORP COM 531 -117 (18.09) 18,546
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 1,378 -269 (16.35) 77,895
CALAVO GROWERS INC COM 840 -145 (14.74) 24,750
SUNCOR ENERGY INC NEW COM 472 -73 (13.32) 11,262
SWISS HELVETIA FD INC COM 680 -98 (12.59) 47,200
CENOVUS ENERGY INC COM 545 -77 (12.4) 17,666