JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2016

Position Statistics

Total Positions 119
New Positions 4
Increased Positions 38
Decreased Positions 73
Positions with Activity 111
Sold Out Positions 14
Total Mkt Value (in $ millions) 438

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.91%
Capital Goods 10.06%
Conglomerates
Consumer Cyclical 1.3%
Consumer/Non-Cyclical 1.75%
Energy 7.97%
Financial 6.04%
Healthcare 27.03%
Services 5.1%
Technology 24.32%
Transportation
Utilities 12.49%

111 Activity Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
COCA COLA CO COM 1,685 -16,483 (90.73) 38,356
CISCO SYS INC COM 766 -6,462 (89.4) 27,600
CORNING INC COM 18,299 -4,619 (20.15) 929,345
PORTLAND GEN ELEC CO COM NEW 248 -4,446 (94.72) 5,860
IDACORP INC COM 4,991 -3,450 (40.88) 66,010
FLOWSERVE CORP COM -2,491 Sold Out 0
INTERNATIONAL BUSINESS MACHS COM 7,892 -2,419 (23.46) 53,839
DISNEY WALT CO COM DISNEY 460 -2,275 (83.18) 4,806
AKAMAI TECHNOLOGIES INC COM -2,259 Sold Out 0
SPDR SERIES TRUST S&P REGL BKG -2,109 Sold Out 0
ANALOG DEVICES INC COM -1,996 Sold Out 0
AEGION CORP COM -1,750 Sold Out 0
ISHARES MIN VOL EMRG MKT 2,615 -1,707 (39.49) 52,867
ARGAN INC COM -1,672 Sold Out 0
KAPSTONE PAPER & PACKAGING CRP COM -1,392 Sold Out 0
MICRON TECHNOLOGY INC COM -1,308 Sold Out 0
TOMPKINS FINANCIAL CORPORATION COM 452 -1,303 (74.26) 6,940
GLAXOSMITHKLINE PLC SPONSORED ADR 7,931 -1,268 (13.79) 194,375
ISHARES MSCI SINGAP ETF 2,797 -1,138 (28.93) 272,360
CIENA CORP COM NEW 1,519 -1,076 (41.46) 79,500