JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2014

Position Statistics

Total Positions 157
New Positions 6
Increased Positions 27
Decreased Positions 116
Positions with Activity 143
Sold Out Positions 10
Total Mkt Value (in $ millions) 542

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 11.01%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4%
Energy 6.49%
Financial 9.4%
Healthcare 24.01%
Services 4.2%
Technology 25.15%
Transportation
Utilities 11.68%

143 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
MICROSOFT CORP COM 6,584 -4,968 (43) 139,555
3M CO COM 5,659 -4,207 (42.64) 34,501
DRESSER-RAND GROUP INC COM 5,619 -3,994 (41.55) 69,199
SIGMA ALDRICH CORP COM 3,387 -3,219 (48.72) 24,600
INTEL CORP COM 15,980 -2,696 (14.44) 438,477
AMGEN INC COM 7,551 -2,653 (26) 47,248
DIAMOND OFFSHORE DRILLING INC COM -1,862 Sold Out 0
NOVARTIS A G SPONSORED ADR 6,109 -1,664 (21.41) 63,059
CORNING INC COM 25,086 -1,087 (4.16) 1,051,839
CALAVO GROWERS INC COM -1,022 Sold Out 0
JOHNSON & JOHNSON COM 29,529 -735 (2.43) 288,937
WATTS WATER TECHNOLOGIES INC CL A 1,496 -602 (28.7) 25,025
MKS INSTRUMENT INC COM -574 Sold Out 0
FREEPORT-MCMORAN INC CL B -522 Sold Out 0
HONEYWELL INTL INC COM 9,113 -387 (4.07) 88,906
COCA COLA CO COM 16,544 -348 (2.06) 381,996
SCHLUMBERGER LTD COM 10,171 -331 (3.15) 124,035
GREAT PLAINS ENERGY INC COM 11,245 -290 (2.51) 376,475
STERIS CORP COM -261 Sold Out 0
MERCK & CO INC NEW COM 12,822 -252 (1.93) 205,179