JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2015

Position Statistics

Total Positions 150
New Positions 6
Increased Positions 44
Decreased Positions 93
Positions with Activity 137
Sold Out Positions 8
Total Mkt Value (in $ millions) 514

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.92%
Capital Goods 11.38%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.49%
Energy 7.37%
Financial 9.94%
Healthcare 23.1%
Services 4.57%
Technology 24.38%
Transportation
Utilities 10.61%

137 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST BRC CNV SECS ETF 226 23 11.49 4,794
ISHARES TR CORE US AGGBD ET 221 221 New 2,025
POWERSHARES ETF TRUST WNDRHLL CLN EN 217 -5 (2.46) 43,600
CENOVUS ENERGY INC COM 187 -13 (6.59) 12,766
KEY ENERGY SVCS INC COM 181 -17 (8.81) 170,700
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 104 -11 (9.52) 13,300
ENCANA CORP COM 78 78 New 10,194
ZIOPHARM ONCOLOGY INC COM 25 (1.13) 1,919
PENN WEST PETE LTD NEW COM 18 18 New 13,150
AVAGO TECHNOLOGIES LTD SHS -715 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -207 Sold Out 0
ITT CORP NEW COM NEW -194 Sold Out 0
LABORATORY CORP AMER HLDGS COM NEW -131 Sold Out 0
MEDTRONIC PLC SHS -6,893 Sold Out 0
PRICELINE GRP INC COM NEW -1,925 Sold Out 0
TEREX CORP NEW COM -937 Sold Out 0
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS -331 Sold Out 0