JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 549

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 11.66%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.92%
Financial 9.55%
Healthcare 23.05%
Services 4.14%
Technology 24.55%
Transportation
Utilities 9.86%

137 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MKS INSTRUMENT INC COM 551 -180 (24.6) 16,550
CHEMUNG FINL CORP COM 527 -116 (18.09) 18,546
SUNCOR ENERGY INC NEW COM 459 -70 (13.32) 11,262
COVANCE INC COM 358 -24 (6.33) 4,290
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 308 -22 (6.73) 8,322
CHESAPEAKE ENERGY CORP COM 278 -4 (1.27) 10,532
VERIZON COMMUNICATIONS INC COM 272 10 3.78 5,494
ITT CORP NEW COM NEW 261 -58 (18.14) 5,415
SEVENTY SEVEN ENERGY INC COM 248 -3 (1.27) 10,532
INTREXON CORP COM 248 248 New 11,964
ALLEGION PUB LTD CO ORD SHS 226 -158 (41.14) 4,348
STERIS CORP COM 221 -4,458 (95.28) 3,950
TORTOISE ENERGY INFRSTRCTR CP COM 218 -29 (11.75) 4,507
CIENA CORP COM NEW 214 -3 (1.42) 10,400
GOOGLE INC CL C -1,177 Sold Out 0
HALLIBURTON CO COM -822 Sold Out 0
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW -126 Sold Out 0