JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2014

Position Statistics

Total Positions 157
New Positions 6
Increased Positions 27
Decreased Positions 116
Positions with Activity 143
Sold Out Positions 10
Total Mkt Value (in $ millions) 542

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 11.01%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4%
Energy 6.49%
Financial 9.4%
Healthcare 24.01%
Services 4.2%
Technology 25.15%
Transportation
Utilities 11.68%

143 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP LTD COM 1,078 -54 (4.78) 74,421
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 1,069 -74 (6.47) 86,800
AEGION CORP COM 1,003 -158 (13.61) 62,500
COMMERCIAL METALS CO COM 981 105 12.01 75,550
GSV CAP CORP COM 961 -33 (3.34) 101,400
ROPER INDS INC NEW COM 922 -45 (4.65) 6,159
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 918 -61 (6.22) 126,650
TE CONNECTIVITY LTD REG SHS 847 -24 (2.71) 13,475
ISHARES TR CHINA SM-CAP ETF 824 -9 (1.08) 18,400
BANK N S HALIFAX COM 810 -46 (5.41) 15,750
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 713 -95 (11.81) 68,695
TETRA TECH INC NEW COM 676 -61 (8.28) 27,681
MOSAIC CO NEW COM 652 -24 (3.55) 13,600
VANGUARD BD INDEX FD INC SHORT TRM BOND 608 -2 (0.26) 7,560
TALISMAN ENERGY INC COM 572 -101 (14.99) 75,710
MARKET VECTORS ETF TR VIETNAM ETF 530 -7 (1.39) 28,400
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 517 -20 (3.64) 29,150
CHEMUNG FINL CORP COM 506 -8 (1.62) 18,246
SUN HYDRAULICS CORP COM 454 454 New 11,700
COVANCE INC COM 447 -11 (2.33) 4,190