JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2014

Position Statistics

Total Positions 158
New Positions 6
Increased Positions 27
Decreased Positions 117
Positions with Activity 144
Sold Out Positions 10
Total Mkt Value (in $ millions) 550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.35%
Conglomerates 0.49%
Consumer Cyclical
Consumer/Non-Cyclical 3.95%
Energy 6.63%
Financial 9.39%
Healthcare 23.6%
Services 4.13%
Technology 25.45%
Transportation
Utilities 11.33%

144 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI BRZ CAP ETF 1,749 -47 (2.64) 47,935
LUXFER HLDGS PLC SPONSORED ADR 1,717 76 4.65 114,385
TRANSCANADA CORP COM 1,678 -12 (0.72) 34,270
CALGON CARBON CORP COM 1,668 -99 (5.58) 80,350
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR 1,668 -131 (7.26) 58,400
WATTS WATER TECHNOLOGIES INC CL A 1,611 -649 (28.7) 25,025
AMERICAN SOFTWARE INC CL A 1,542 225 17.05 165,123
STRYKER CORP COM 1,516 -11 (0.75) 15,850
XEROX CORP COM 1,469 -51 (3.35) 103,900
CUBIST PHARMACEUTICALS INC COM 1,421 -46 (3.11) 14,170
ISHARES TR CHINA LG-CAP ETF 1,400 -160 (10.29) 33,580
HARDINGE INC COM 1,388 196 16.43 115,856
BAXTER INTL INC COM 1,343 -37 (2.7) 18,012
EMCOR GROUP INC COM 1,341 -9 (0.66) 30,100
COHU INC COM 1,317 212 19.19 109,952
VALE S A ADR 1,302 179 15.96 159,525
COMMERCIAL METALS CO COM 1,226 131 12.01 75,550
ABERDEEN AUSTRALIA EQTY FD INC COM 1,218 -120 (8.98) 171,827
NORTHWESTERN CORP COM NEW 1,185 -143 (10.75) 20,750
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 1,175 -81 (6.47) 86,800