JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.63%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.96%
Energy 9.14%
Financial 9.46%
Healthcare 22.87%
Services 4.01%
Technology 24.8%
Transportation
Utilities 9.85%

137 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
XYLEM INC COM 2,393 -62 (2.52) 64,970
MONSANTO CO NEW COM 2,378 -98 (3.98) 20,535
ISHARES ALL PERU CAP ETF 2,343 15 .63 63,960
SPDR SERIES TRUST S&P BIOTECH 2,327 2,327 New 15,882
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 2,322 -86 (3.57) 135,050
ISHARES MSCI AUST ETF 2,290 -16 (0.7) 85,300
EXELON CORP COM 2,282 -4,380 (65.74) 72,575
LANDEC CORP COM 2,249 -81 (3.48) 188,350
JPMORGAN CHASE & CO COM 2,180 -93 (4.09) 36,949
ABBOTT LABS COM 2,173 -11 (0.49) 50,497
ARGAN INC COM 2,151 -239 (10.01) 60,217
ISHARES MSCI CDA ETF 2,147 -36 (1.65) 65,760
WATTS WATER TECHNOLOGIES INC CL A 2,132 -83 (3.74) 35,100
NEOGEN CORP COM 2,113 132 6.66 50,473
LUXFER HLDGS PLC SPONSORED ADR 2,092 71 3.50 109,300
MENTOR GRAPHICS CORP COM 2,039 -13 (0.61) 97,600
VALE S A ADR 2,003 -54 (2.62) 137,575
ST JUDE MED INC COM 1,896 -60 (3.08) 28,349
CALGON CARBON CORP COM 1,870 -125 (6.28) 85,100
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR 1,858 -140 (7.01) 62,970