JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 525

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.46%
Capital Goods 11.36%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.13%
Energy 7%
Financial 9.67%
Healthcare 24.08%
Services 4.97%
Technology 24.66%
Transportation
Utilities 10.57%

149 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OGE ENERGY CORP COM 4,221 1,990 89.18 131,855
DISNEY WALT CO COM DISNEY 4,050 -66 (1.62) 36,552
ALTERA CORP COM 3,997 65 1.65 89,600
TOMPKINS FINANCIAL CORPORATION COM 3,686 -101 (2.66) 72,545
CLAYMORE EXCHANGE-TRD FD TR 2 GUGG CHINA ALLCP 3,600 -162 (4.32) 108,644
APPLIED MATLS INC COM 3,528 -60 (1.67) 182,210
ISHARES TR MSCI EMG MKT ETF 3,466 -94 (2.65) 80,750
HOLOGIC INC COM 3,365 -94 (2.72) 100,050
SIGMA ALDRICH CORP COM 3,327 -86 (2.51) 23,983
DENTSPLY INTL INC NEW COM 3,325 -151 (4.35) 63,775
IXYS CORP COM 3,291 417 14.52 297,015
ITRON INC COM 3,282 180 5.80 93,050
CHINA MOBILE LIMITED SPONSORED ADR 3,279 -32 (0.97) 46,050
LANDEC CORP COM 3,225 655 25.48 224,100
E M C CORP MASS COM 3,119 -48 (1.51) 117,795
CALGON CARBON CORP COM 2,991 1,199 66.86 134,075
MDU RES GROUP INC COM 2,881 105 3.77 137,650
THE ADT CORPORATION COM 2,874 -291 (9.19) 77,537
FLOWSERVE CORP COM 2,654 -23 (0.86) 47,405
ISHARES MSCI AUST ETF 2,505 545 27.80 107,125