JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 44
Decreased Positions 101
Positions with Activity 145
Sold Out Positions 7
Total Mkt Value (in $ millions) 559

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.94%
Capital Goods 11%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 3.88%
Energy 9.43%
Financial 8.87%
Healthcare 23.63%
Services 4.01%
Technology 24.24%
Transportation
Utilities 10.4%

145 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LILLY ELI & CO COM 4,395 91 2.11 70,288
PROCTER & GAMBLE CO COM 3,868 -213 (5.22) 47,397
TOMPKINS FINANCIAL CORPORATION COM 3,848 -122 (3.08) 81,850
FLOWSERVE CORP COM 3,782 -197 (4.96) 51,735
APPLE INC COM 3,749 -29 (0.76) 39,445
ISHARES MSCI EMG MKT ETF 3,717 1,544 71.08 84,600
ITRON INC COM 3,673 526 16.71 89,400
FREEPORT-MCMORAN COPPER & GOLD COM 3,619 610 20.28 93,125
DENTSPLY INTL INC NEW COM 3,480 -180 (4.91) 73,270
DISNEY WALT CO COM DISNEY 3,359 -326 (8.84) 38,677
CLAYMORE EXCHANGE-TRD FD TR 2 GUGG CHINA ALLCP 3,234 -273 (7.79) 121,269
DOLBY LABORATORIES INC COM 3,088 -148 (4.58) 71,420
CHINA MOBILE LIMITED SPONSORED ADR 2,954 -180 (5.74) 59,900
THE ADT CORPORATION COM 2,706 1,608 146.42 81,162
OGE ENERGY CORP COM 2,693 1,089 67.84 71,500
TYCO INTERNATIONAL LTD SHS 2,681 255 10.53 59,811
INGERSOLL-RAND PLC SHS 2,632 405 18.19 43,150
MONSANTO CO NEW COM 2,621 -172 (6.14) 21,385
DIAMOND OFFSHORE DRILLING INC COM 2,554 2,554 New 53,600
E M C CORP MASS COM 2,499 802 47.23 93,520