JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.63%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.96%
Energy 9.14%
Financial 9.46%
Healthcare 22.87%
Services 4.01%
Technology 24.8%
Transportation
Utilities 9.85%

137 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMGEN INC COM 7,843 -206 (2.56) 63,847
DRESSER-RAND GROUP INC COM 7,489 -19 (0.25) 118,385
IDACORP INC COM 7,424 -117 (1.56) 136,015
NOVARTIS A G SPONSORED ADR 7,094 -133 (1.84) 80,239
BROOKS AUTOMATION INC COM 6,558 686 11.68 651,288
LINDSAY CORP COM 6,485 119 1.87 77,748
NEXTERA ENERGY INC COM 5,894 -158 (2.61) 59,873
DUKE ENERGY CORP NEW COM NEW 5,802 -163 (2.73) 79,251
ISHARES MSCI SINGAP ETF 5,518 -46 (0.82) 392,985
SIGMA ALDRICH CORP COM 4,940 -252 (4.86) 47,975
PORTLAND GEN ELEC CO COM NEW 4,739 -79 (1.64) 144,385
MEDTRONIC INC COM 4,723 -126 (2.6) 75,083
THERMO FISHER SCIENTIFIC INC COM 4,634 -113 (2.37) 37,050
GENERAL ELECTRIC CO COM 4,580 -25 (0.53) 177,592
MDU RES GROUP INC COM 4,473 -1,238 (21.67) 135,700
LILLY ELI & CO COM 4,451 -32 (0.71) 69,788
ENCANA CORP COM 4,078 -382 (8.57) 185,100
APPLIED MATLS INC COM 4,053 -62 (1.5) 190,930
INGERSOLL-RAND PLC SHS 3,988 1,266 46.51 63,220
OTTER TAIL CORP COM 3,851 3,615 1,535.45 137,378