JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 11.38%
Conglomerates 0.42%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.86%
Financial 8.53%
Healthcare 23.94%
Services 3.75%
Technology 23.8%
Transportation
Utilities 11.5%

146 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMGEN INC COM 7,922 -112 (1.4) 68,890
BCE INC COM NEW 7,705 464 6.41 174,599
DUKE ENERGY CORP NEW COM NEW 7,424 -209 (2.74) 101,959
NOVARTIS A G SPONSORED ADR 7,189 -239 (3.22) 85,799
ANALOG DEVICES INC COM 6,542 -206 (3.05) 123,016
MDU RES GROUP INC COM 6,223 -215 (3.33) 178,350
LINDSAY CORP COM 6,210 2,029 48.54 70,228
NEXTERA ENERGY INC COM 6,146 -165 (2.62) 63,200
BROOKS AUTOMATION INC COM 6,123 159 2.66 568,538
DRESSER-RAND GROUP INC COM 5,977 489 8.90 102,760
CISCO SYS INC COM 4,908 -23 (0.46) 214,433
SIGMA ALDRICH CORP COM 4,898 -228 (4.44) 52,725
PORTLAND GEN ELEC CO COM NEW 4,881 -46 (0.93) 149,985
MEDTRONIC INC COM 4,684 -81 (1.71) 80,689
THERMO FISHER SCIENTIFIC INC COM 4,647 -112 (2.35) 39,500
ENCANA CORP COM 4,451 -559 (11.16) 199,350
STERIS CORP COM 4,311 -133 (2.99) 86,500
FLOWSERVE CORP COM 4,150 -236 (5.39) 54,435
LILLY ELI & CO COM 4,090 2,168 112.81 68,838
PROCTER & GAMBLE CO COM 4,043 -85 (2.06) 50,007