JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 532

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 11.16%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.11%
Energy 6.98%
Financial 9.67%
Healthcare 24.02%
Services 4.96%
Technology 24.84%
Transportation
Utilities 10.72%

149 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BROOKS AUTOMATION INC COM 7,051 -46 (0.65) 630,092
MEDTRONIC PLC SHS 6,684 -130 (1.91) 88,057
MICROSOFT CORP COM 6,657 -75 (1.11) 138,005
LINDSAY CORP COM 6,613 23 .36 84,478
NOVARTIS A G SPONSORED ADR 6,394 -140 (2.14) 61,709
OTTER TAIL CORP COM 6,161 67 1.10 206,678
NEXTERA ENERGY INC COM 5,977 -14 (0.24) 58,160
ISHARES MSCI SINGAP ETF 5,621 464 9 412,375
DRESSER-RAND GROUP INC COM 5,592 -143 (2.49) 67,474
AMGEN INC COM 5,503 -2,157 (28.16) 33,943
INGERSOLL-RAND PLC SHS 5,408 925 20.63 80,845
LILLY ELI & CO COM 4,864 -161 (3.2) 66,588
PORTLAND GEN ELEC CO COM NEW 4,857 -100 (2.01) 136,285
CYTEC INDS INC COM 4,822 616 14.65 85,700
EXELON CORP COM 4,730 -162 (3.31) 135,880
THERMO FISHER SCIENTIFIC INC COM 4,585 -9 (0.19) 35,883
DUKE ENERGY CORP NEW COM NEW 4,491 -1,503 (25.07) 57,610
ISHARES EM MK MINVOL ETF 4,470 1,312 41.55 71,200
ANALOG DEVICES INC COM 4,467 -131 (2.85) 70,626
3M CO COM 4,433 -1,054 (19.2) 27,876