JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 11.76%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 4.12%
Energy 8.46%
Financial 9.3%
Healthcare 23.67%
Services 4.05%
Technology 24.78%
Transportation
Utilities 9.71%

155 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JOHNSON & JOHNSON COM 31,979 -2,044 (6.01) 296,132
CORNING INC COM 22,388 -1,801 (7.44) 1,097,433
EXXON MOBIL CORP COM 21,725 -837 (3.71) 223,696
INTEL CORP COM 17,844 -297 (1.64) 512,452
EMERSON ELEC CO COM 17,347 597 3.56 266,873
COCA COLA CO COM 16,401 734 4.68 390,036
SCHLUMBERGER LTD COM 13,218 -304 (2.25) 128,073
MERCK & CO INC NEW COM 12,655 -290 (2.24) 209,209
PFIZER INC COM 12,013 983 8.91 395,165
PALL CORP COM 11,946 -326 (2.66) 142,413
BRISTOL MYERS SQUIBB CO COM 11,765 -214 (1.79) 228,402
MICROSOFT CORP COM 11,635 -271 (2.28) 244,849
INTERNATIONAL BUSINESS MACHS COM 11,291 -470 (4) 58,203
GLAXOSMITHKLINE PLC SPONSORED ADR 9,765 450 4.83 206,105
GREAT PLAINS ENERGY INC COM 9,655 -185 (1.88) 386,180
DRESSER-RAND GROUP INC COM 9,460 -24 (0.25) 118,385
AMGEN INC COM 9,195 -241 (2.56) 63,847
HONEYWELL INTL INC COM 8,943 -261 (2.83) 92,678
3M CO COM 8,824 -297 (3.26) 60,151
GRANITE CONSTR INC COM 8,430 -418 (4.72) 249,342