JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

155 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JOHNSON & JOHNSON COM 31,838 260 .82 321,721
CORNING INC COM 27,013 -696 (2.51) 1,283,908
EXXON MOBIL CORP COM 23,391 777 3.43 232,934
EMERSON ELEC CO COM 16,577 3 .02 242,205
INTEL CORP COM 13,899 123 .89 514,031
COCA COLA CO COM 13,885 347 2.56 340,982
SCHLUMBERGER LTD COM 13,162 -1,508 (10.28) 131,734
PALL CORP COM 12,993 -634 (4.66) 150,611
BRISTOL MYERS SQUIBB CO COM 12,054 -2,895 (19.37) 243,722
MERCK & CO INC NEW COM 12,039 688 6.06 213,184
INTERNATIONAL BUSINESS MACHS COM 10,755 3,775 54.07 56,603
GREAT PLAINS ENERGY INC COM 10,715 -952 (8.16) 402,200
MICROSOFT CORP COM 10,470 -172 (1.62) 261,684
GRANITE CONSTR INC COM 10,358 296 2.94 269,392
PFIZER INC COM 10,283 -412 (3.86) 339,926
IDACORP INC COM 10,105 -138 (1.35) 182,475
GLAXOSMITHKLINE PLC SPONSORED ADR 9,996 -190 (1.87) 190,356
HONEYWELL INTL INC COM 9,306 -317 (3.29) 99,959
3M CO COM 8,712 -179 (2.01) 63,257
EXELON CORP COM 8,160 -386 (4.52) 226,300