JEFFERIES GROUP LLC Information

520 MADISON AVENUE, NEW YORK, New York, 10022, (212) 284-2550

Report Date: 09/30/2014

Position Statistics

Total Positions 1,679
New Positions 393
Increased Positions 865
Decreased Positions 798
Positions with Activity 1,663
Sold Out Positions 401
Total Mkt Value (in $ millions) 3,122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.26%
Capital Goods 2.05%
Conglomerates 0.09%
Consumer Cyclical 3.26%
Consumer/Non-Cyclical 3.05%
Energy 5.06%
Financial 19.24%
Healthcare 11.82%
Services 22.05%
Technology 12.81%
Transportation 2.17%
Utilities 3.27%

1,679 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 436 -400 (47.84) 4,277
ISHARES 10-20 YR TRS ETF -463 Sold Out 0
ISHARES 1-3 YR CR BD ETF -2,977 Sold Out 0
PIMCO ETF TR 1-5 US TIP IDX 4 4 New 68
DEUTSCHE BK AG LONDON BRH 3X INV JAP GOV 580 2 .27 37,407
ISHARES TR 7-10 Y TR BD ETF 10,533 8,384 390.20 100,000
PIMCO ETF TR 7-15 YR US TRS 2,517 2,517 New 29,573
ISHARES TR A RATE CP BD ETF 4,743 4,743 New 92,060
ACACIA RESH CORP ACACIA TCH COM 305 305 New 16,736
BANCO SANTANDER SA ADR 28,014 27,247 3,551.85 3,231,191
BARCLAYS PLC ADR 261 89 52.19 17,290
CARNIVAL PLC ADR 7,786 4,540 139.87 174,428
E HOUSE CHINA HLDGS LTD ADR 91 91 New 12,443
ICICI BK LTD ADR -419 Sold Out 0
MELCO CROWN ENTMT LTD ADR 474 -7,760 (94.25) 19,254
NOVO-NORDISK A S ADR 298 59 24.47 6,980
RANDGOLD RES LTD ADR 336 336 New 5,258
SOUFUN HLDGS LTD ADR 70 -134 (65.48) 9,791
TEVA PHARMACEUTICAL INDS LTD ADR 2,450 -27,875 (91.92) 43,159
VALE S A ADR 2,119 207 10.82 260,262