JACOB ASSET MANAGEMENT OF NEW YORK LLC Information

653 MANHATTAN BEACH BLVD. #J, MANHATTAN BEACH, California, 90266, (424) 237-2164

Report Date: 09/30/2013

Position Statistics

Total Positions 106
New Positions 6
Increased Positions 32
Decreased Positions 20
Positions with Activity 52
Sold Out Positions 0
Total Mkt Value (in $ millions) 87

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.44%
Capital Goods 2.87%
Conglomerates 0.76%
Consumer Cyclical 3.91%
Consumer/Non-Cyclical 2.81%
Energy 6.67%
Financial 3.72%
Healthcare 9.3%
Services 16.55%
Technology 46.91%
Transportation 1.68%
Utilities

106 Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
KNOWLES CORP COM 44 New 1,500
CELLDEX THERAPEUTICS INC NEW COM 109 -14 (11.11) 8,000
CORONADO BIOSCIENCES INC COM 125 43 52.80 76,400
NATURAL GROCERS BY VITAMIN COT COM 137 -75 (35.56) 5,800
AMARIN CORP PLC SPONS ADR NEW 173 48 38.39 115,350
CHUBB CORP COM 179 New 2,000
TEARLAB CORP COM 182 -61 (25) 36,600
VERISK ANALYTICS INC CL A 189 New 3,000
WPX ENERGY INC COM 190 -63 (25) 9,000
UNILEVER N V N Y SHS NEW 203 New 4,800
SANOFI SPONSORED ADR 214 New 4,200
NOVABAY PHARMACEUTICALS INC COM 217 New 216,700
CAMPBELL SOUP CO COM 218 New 5,000
CURIS INC COM 218 New 121,264
MADDEN STEVEN LTD COM 231 New 6,900
COSTCO WHSL CORP NEW COM 235 New 2,000
CHART INDS INC COM PAR $0.01 237 New 3,000
DIAGEO P L C SPON ADR NEW 245 New 2,000
ENERGY RECOVERY INC COM 247 -105 (29.87) 54,000
UNITED PARCEL SERVICE INC CL B 249 New 2,400