JACOB ASSET MANAGEMENT OF NEW YORK LLC Information

653 MANHATTAN BEACH BLVD. #J, MANHATTAN BEACH, California, 90266, (424) 237-2164

Report Date: 09/30/2013

Position Statistics

Total Positions 119
New Positions 6
Increased Positions 32
Decreased Positions 33
Positions with Activity 65
Sold Out Positions 13
Total Mkt Value (in $ millions) 82

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.67%
Capital Goods 3.42%
Conglomerates 1.04%
Consumer Cyclical 3.81%
Consumer/Non-Cyclical 2.93%
Energy 6.78%
Financial 3.92%
Healthcare 9.5%
Services 15.69%
Technology 47.21%
Transportation 1.81%
Utilities

119 Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAPITAL AGENCY CORP COM -164 Sold Out 0
ANNALY CAP MGMT INC COM -203 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -243 Sold Out 0
BALLY TECHNOLOGIES INC COM -376 Sold Out 0
CAPSTEAD MTG CORP COM NO PAR -191 Sold Out 0
CYPRESS SEMICONDUCTOR CORP COM -1,130 Sold Out 0
CYS INVTS INC COM -157 Sold Out 0
EMERITUS CORP COM -299 Sold Out 0
FINISH LINE INC CL A -251 Sold Out 0
GEEKNET INC COM NEW -749 Sold Out 0
HATTERAS FINL CORP COM -157 Sold Out 0
MFA FINL INC COM -237 Sold Out 0
ZYNGA INC CL A -1,330 Sold Out 0
KNOWLES CORP COM 46 New 1,500
CELLDEX THERAPEUTICS INC NEW COM 114 -14 (11.11) 8,000
CORONADO BIOSCIENCES INC COM 138 48 52.80 76,400
TEARLAB CORP COM 169 -56 (25) 36,600
VERISK ANALYTICS INC CL A 173 New 3,000
CHUBB CORP COM 182 New 2,000
AMARIN CORP PLC SPONS ADR NEW 182 51 38.39 115,350