JACOB ASSET MANAGEMENT OF NEW YORK LLC Information

653 MANHATTAN BEACH BLVD. #J, MANHATTAN BEACH, California, 90266, (424) 237-2164

Report Date: 09/30/2013

Position Statistics

Total Positions 119
New Positions 6
Increased Positions 32
Decreased Positions 33
Positions with Activity 65
Sold Out Positions 13
Total Mkt Value (in $ millions) 80

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.68%
Capital Goods 3.44%
Conglomerates 0.96%
Consumer Cyclical 3.84%
Consumer/Non-Cyclical 2.96%
Energy 6.5%
Financial 3.97%
Healthcare 9.37%
Services 15.63%
Technology 47.49%
Transportation 1.79%
Utilities

119 Positions as of 09/30/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACHILLION PHARMACEUTICALS INC COM 239 99 71.18 91,389
ADVANCED EMISSIONS SOLUTS INC COM 873 -341 (28.09) 38,084
ALIGN TECHNOLOGY INC COM 281 New 5,500
AMARIN CORP PLC SPONS ADR NEW 176 49 38.39 115,350
AMERICAN CAPITAL AGENCY CORP COM -167 Sold Out 0
AMERICAN EXPRESS CO COM 336 New 3,900
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 260 New 2,400
ANNALY CAP MGMT INC COM -206 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -240 Sold Out 0
APPLE INC COM 3,263 New 6,300
ATHENAHEALTH INC COM 560 -105 (15.79) 4,000
AUTOZONE INC COM 312 New 600
BALLY TECHNOLOGIES INC COM -370 Sold Out 0
BARD C R INC COM 501 New 3,600
BECTON DICKINSON & CO COM 284 New 2,500
BERKSHIRE HATHAWAY INC DEL CL A 371 New 2
BOTTOMLINE TECH DEL INC COM 890 New 27,950
BROADCOM CORP CL A 1,242 325 35.48 42,000
CAMPBELL SOUP CO COM 221 New 5,000
CAPITAL SR LIVING CORP COM 925 263 39.71 38,000