JACOB ASSET MANAGEMENT OF NEW YORK LLC Information

653 MANHATTAN BEACH BLVD. #J, MANHATTAN BEACH, California, 90266, (424) 237-2164

Report Date: 09/30/2013

Position Statistics

Total Positions 106
New Positions 6
Increased Positions 32
Decreased Positions 20
Positions with Activity 52
Sold Out Positions 0
Total Mkt Value (in $ millions) 86

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.54%
Capital Goods 2.81%
Conglomerates 0.73%
Consumer Cyclical 3.96%
Consumer/Non-Cyclical 2.78%
Energy 6.21%
Financial 3.73%
Healthcare 9.41%
Services 16.35%
Technology 47.15%
Transportation 1.87%
Utilities

106 Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NIKE INC CL B 370 New 4,800
AMERICAN EXPRESS CO COM 343 New 3,900
NEKTAR THERAPEUTICS COM 338 New 32,000
REEDS INC COM 336 New 66,603
CECO ENVIRONMENTAL CORP COM 332 New 24,478
LORILLARD INC COM 327 New 5,400
KOHLS CORP COM 321 New 6,000
TILLYS INC CL A 320 106 49.47 42,300
SPS COMM INC COM 312 -123 (28.23) 5,848
AUTOZONE INC COM 310 New 600
SOUTHWESTERN ENERGY CO COM 304 New 7,500
ALIGN TECHNOLOGY INC COM 298 New 5,500
EXXON MOBIL CORP COM 297 New 3,000
COCA COLA CO COM 295 59 25 7,500
WAL-MART STORES INC COM 294 New 4,000
WABCO HLDGS INC COM 292 New 3,000
BECTON DICKINSON & CO COM 291 New 2,500
INTERNATIONAL BUSINESS MACHS COM 288 288 New 1,500
TORO CO COM 285 New 4,800
MCDONALDS CORP COM 284 57 25 3,000