JACOB ASSET MANAGEMENT OF NEW YORK LLC Information

653 MANHATTAN BEACH BLVD. #J, MANHATTAN BEACH, California, 90266, (424) 237-2164

Report Date: 09/30/2013

Position Statistics

Total Positions 106
New Positions 6
Increased Positions 33
Decreased Positions 20
Positions with Activity 53
Sold Out Positions 0
Total Mkt Value (in $ millions) 85

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.54%
Capital Goods 2.82%
Conglomerates 0.84%
Consumer Cyclical 3.77%
Consumer/Non-Cyclical 2.92%
Energy 5.65%
Financial 3.75%
Healthcare 10.09%
Services 14.39%
Technology 48.58%
Transportation 2.23%
Utilities

6 New Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENN VA CORP COM 1,461 1,461 New 125,000
TETRAPHASE PHARMACEUTICALS INC COM 869 869 New 48,000
RALLY SOFTWARE DEV CORP COM 722 722 New 61,300
KATE SPADE & CO COM 630 630 New 22,000
DEXCOM INC COM 607 607 New 15,000
INTERNATIONAL BUSINESS MACHS COM 290 290 New 1,500