IONIC CAPITAL MANAGEMENT LLC Information

366 MADISON AVENUE, NEW YORK, New York, 10017, (212) 294-8505

Report Date: 09/30/2014

Position Statistics

Total Positions 145
New Positions 34
Increased Positions 71
Decreased Positions 71
Positions with Activity 142
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,389

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 24.58%
Capital Goods 6.15%
Conglomerates 1.63%
Consumer Cyclical 0.06%
Consumer/Non-Cyclical 2.19%
Energy 3.07%
Financial 8.12%
Healthcare 11.02%
Services 18.8%
Technology 20.57%
Transportation 0.39%
Utilities

145 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TYSON FOODS INC TANG EQ UNIT 268 268 New 5,258
ALCOA INC DEP SHS 1/10TH 254 254 New 5,000
AMSURG CORP PFD CNV SR A-1 % 245 245 New 2,201
RED HAT INC COM 238 238 New 3,598
HF2 FINL MGMT INC CL A 207 207 New 19,852
PEPSICO INC COM 197 197 New 2,000
BANK AMER CORP COM 179 -8,055 (97.82) 11,400
HENNESSY CAP ACQUISITION CORP COM 157 59 60 16,000
UNITED TECHNOLOGIES CORP COM 139 -3,859 (96.52) 1,160
RICE ENERGY INC COM 128 128 New 7,000
BUFFALO WILD WINGS INC COM 124 124 New 692
ISHARES TR CHINA LG-CAP ETF 116 116 New 2,646
CAPITOL ACQUISITION CORP II COM 111 9 8.74 11,200
SPROTT PHYSICAL GOLD TRUST UNIT 110 -41 (27.01) 10,268
CIS ACQUISITION LTD SHS SER A 104 New 10,000
GLOBAL DEFENSE & NATL SEC SYS COM 103 New 10,000
ISHARES TR RUSSELL 2000 ETF 87 28 47.20 736
URANERZ ENERGY CORP COM 72 72 New 65,739
EBAY INC COM 57 -10 (14.68) 1,000
ISHARES TR MSCI EAFE ETF 51 -613 (92.38) 825