IONIC CAPITAL MANAGEMENT LLC Information

366 MADISON AVENUE, NEW YORK, New York, 10017, (212) 294-8505

Report Date: 09/30/2014

Position Statistics

Total Positions 145
New Positions 34
Increased Positions 71
Decreased Positions 71
Positions with Activity 142
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,441

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 25.02%
Capital Goods 6.07%
Conglomerates 1.91%
Consumer Cyclical 0.06%
Consumer/Non-Cyclical 1.96%
Energy 3.97%
Financial 8.73%
Healthcare 10.78%
Services 18.92%
Technology 19.39%
Transportation 0.38%
Utilities

145 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TYSON FOODS INC TANG EQ UNIT 274 274 New 5,258
ALCOA INC DEP SHS 1/10TH 271 271 New 5,000
AMSURG CORP PFD CNV SR A-1 % 239 239 New 2,201
RED HAT INC COM 223 223 New 3,598
NEWMONT MINING CORP COM 219 219 New 11,200
HF2 FINL MGMT INC CL A 208 208 New 19,852
PEPSICO INC COM 199 199 New 2,000
RICE ENERGY INC COM 180 180 New 7,000
HENNESSY CAP ACQUISITION CORP COM 157 59 60 16,000
UNITED TECHNOLOGIES CORP COM 128 -3,543 (96.52) 1,160
BUFFALO WILD WINGS INC COM 115 115 New 692
CAPITOL ACQUISITION CORP II COM 110 9 8.74 11,200
ISHARES TR CHINA LG-CAP ETF 108 108 New 2,646
CIS ACQUISITION LTD SHS SER A 104 New 10,000
GLOBAL DEFENSE & NATL SEC SYS COM 103 New 10,000
SPROTT PHYSICAL GOLD TRUST UNIT 102 -38 (27.01) 10,268
ISHARES TR RUSSELL 2000 ETF 87 28 47.20 736
URANERZ ENERGY CORP COM 86 86 New 65,739
EBAY INC COM 55 -9 (14.68) 1,000
ISHARES TR MSCI EAFE ETF 53 -645 (92.38) 825