IONIC CAPITAL MANAGEMENT LLC Information

366 MADISON AVENUE, NEW YORK, New York, 10017, (212) 294-8505

Report Date: 12/31/2013

Position Statistics

Total Positions 143
New Positions 35
Increased Positions 65
Decreased Positions 68
Positions with Activity 133
Sold Out Positions 40
Total Mkt Value (in $ millions) 936

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 34.2%
Capital Goods 4.59%
Conglomerates 0%
Consumer Cyclical 1.07%
Consumer/Non-Cyclical 0.05%
Energy 10.74%
Financial 17.46%
Healthcare 0.04%
Services 13.51%
Technology 14.24%
Transportation 0.83%
Utilities

143 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ZOETIS INC CL A 358 358 New 12,500
VALE S A ADR 357 54 17.67 25,300
MARRIOTT INTL INC NEW CL A 338 -7,568 (95.73) 6,000
BANK OF AMERICA CORPORATION WT EXP 011619 335 335 New 42,149
SPDR SER TR SHT TRM HGH YLD 304 New 9,833
TECK RESOURCES LTD CL B 258 -397 (60.58) 11,712
INTEL CORP COM 216 216 New 8,000
FORD MTR CO DEL COM PAR $0.01 160 -18 (9.93) 10,000
SPDR SERIES TRUST S&P METALS MNG 155 -5,693 (97.36) 3,678
BLACKROCK INCOME TR INC COM 103 New 15,755
CIS ACQUISITION LTD SHS SER A 103 New 10,000
TOTAL S A SPONSORED ADR 102 -783 (88.46) 1,500
LEVY ACQUISITION CORP UNIT 1 000018 102 102 New 10,000
CAPITOL ACQUISITION CORP II COM 102 New 10,300
GLOBAL DEFENSE & NATL SEC SYS COM 102 102 New 10,000
GENERAL MTRS CO WT EXP 071016 97 New 4,000
RANGE RES CORP COM 74 -1,399 (94.96) 800
VIRTUS TOTAL RETURN FD COM 56 New 12,787
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 53 New 6,234
ANGLOGOLD ASHANTI LTD SPONSORED ADR 52 52 New 3,000