INVICTA CAPITAL MANAGEMENT, LLC Information

60 EAST 42ND STREET, NEW YORK, New York, 10165, (212) 585-0100

Report Date: 03/31/2014

Position Statistics

Total Positions 31
New Positions 9
Increased Positions 14
Decreased Positions 17
Positions with Activity 31
Sold Out Positions 9
Total Mkt Value (in $ millions) 150

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare
Services 0%
Technology 93.87%
Transportation
Utilities

31 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KVH INDS INC COM 12,483 -7,728 (38.24) 900,000
KOFAX LTD COM USD 12,443 5,154 70.72 1,750,000
NOVA MEASURING INSTRUMENTS LTD COM 11,290 -11,290 (50) 1,000,000
PITNEY BOWES INC COM 11,151 74 .67 423,200
QUMU CORP COM 11,095 497 4.69 859,400
VERIFONE SYS INC COM 10,371 -4,798 (31.63) 300,000
PROOFPOINT INC COM 9,160 -3,685 (28.69) 249,600
CONTROL4 CORP COM 8,450 -1,048 (11.03) 500,000
EGAIN CORP COM NEW 8,088 3,202 65.54 1,250,000
MAXLINEAR INC CL A 6,892 577 9.14 714,202
ESCO TECHNOLOGIES INC COM 6,711 6,711 New 200,500
INFOBLOX INC COM 6,165 -4,007 (39.39) 500,000
MATTSON TECHNOLOGY INC COM 6,161 6,161 New 2,990,600
TIBCO SOFTWARE INC COM 5,976 5,976 New 300,000
IXYS CORP COM 4,835 -2,214 (31.41) 415,000
QLOGIC CORP COM 4,590 4,590 New 500,000
HIMAX TECHNOLOGIES INC SPONSORED ADR 4,102 -1,172 (22.22) 700,000
DATAWATCH CORP COM NEW 2,846 2,846 New 210,000
NETLIST INC COM 2,660 2,660 New 2,000,000
RUBICON TECHNOLOGY INC COM 2,361 2,361 New 300,000