INVESTORS CAPITAL ADVISORY SERVICES Information

6 KIMBALL LANE, LYNNFIELD, Massachusetts, 01940, (800) 949-1422

Report Date: 09/30/2014

Position Statistics

Total Positions 675
New Positions 47
Increased Positions 247
Decreased Positions 365
Positions with Activity 612
Sold Out Positions 37
Total Mkt Value (in $ millions) 503

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.01%
Capital Goods 1.75%
Conglomerates 0.46%
Consumer Cyclical 2.04%
Consumer/Non-Cyclical 5.42%
Energy 8.62%
Financial 44.65%
Healthcare 5.45%
Services 10.47%
Technology 7.27%
Transportation 2.11%
Utilities 4.94%

675 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 8,641 731 9.24 73,479
MASTERCARD INC CL A 7,225 -2 (0.03) 83,683
GENERAL ELECTRIC CO COM 7,221 -177 (2.39) 268,821
ENTERPRISE PRODS PARTNERS L P COM 5,932 -3,609 (37.82) 152,614
SUNOCO LOGISTICS PRTNRS L P COM UNITS 5,886 -5,395 (47.82) 117,235
EXXON MOBIL CORP COM 5,562 17 .31 58,687
BERKSHIRE HATHAWAY INC DEL CL B NEW 5,556 112 2.06 37,592
ALLIANZGI CONV & INCOME FD II COM 5,165 136 2.71 586,972
ALTRIA GROUP INC COM 5,081 -324 (5.99) 102,727
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 5,038 -4,603 (47.74) 59,387
VANGUARD WORLD FD MEGA CAP INDEX 4,773 150 3.25 67,389
AT&T INC COM 4,741 -378 (7.38) 136,151
VANGUARD INDEX FDS TOTAL STK MKT 4,695 281 6.36 43,984
SPDR S&P 500 ETF TR TR UNIT 4,584 -177 (3.72) 22,135
POWERSHARES QQQ TRUST UNIT SER 1 4,388 -289 (6.17) 41,854
VERIZON COMMUNICATIONS INC COM 3,836 -126 (3.17) 77,737
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 3,826 311 8.86 77,348
JOHNSON & JOHNSON COM 3,776 -167 (4.25) 35,391
FS INVT CORP COM 3,588 -345 (8.77) 342,713
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 3,527 39 1.12 439,235