INVESTORS CAPITAL ADVISORY SERVICES Information

6 KIMBALL LANE, LYNNFIELD, Massachusetts, 01940, (800) 949-1422

Report Date: 09/30/2014

Position Statistics

Total Positions 673
New Positions 47
Increased Positions 248
Decreased Positions 362
Positions with Activity 610
Sold Out Positions 36
Total Mkt Value (in $ millions) 496

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.01%
Capital Goods 1.76%
Conglomerates 0.47%
Consumer Cyclical 2.07%
Consumer/Non-Cyclical 5.56%
Energy 7.72%
Financial 44.76%
Healthcare 5.51%
Services 10.76%
Technology 7.42%
Transportation 2.1%
Utilities 4.97%

673 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 8,376 709 9.24 73,479
MASTERCARD INC CL A 7,345 -2 (0.03) 83,683
GENERAL ELECTRIC CO COM 6,930 -170 (2.39) 268,821
BERKSHIRE HATHAWAY INC DEL CL B NEW 5,690 115 2.06 37,592
EXXON MOBIL CORP COM 5,470 17 .31 58,687
ENTERPRISE PRODS PARTNERS L P COM 5,425 -3,300 (37.82) 152,614
ALTRIA GROUP INC COM 5,198 -331 (5.99) 102,727
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 5,054 -4,618 (47.74) 59,387
ALLIANZGI CONV & INCOME FD II COM 4,966 131 2.71 586,972
SUNOCO LOGISTICS PRTNRS L P COM UNITS 4,818 -4,416 (47.82) 117,235
VANGUARD WORLD FD MEGA CAP INDEX 4,799 151 3.25 67,389
VANGUARD INDEX FDS TOTAL STK MKT 4,722 282 6.36 43,984
AT&T INC COM 4,652 -371 (7.38) 136,151
SPDR S&P 500 ETF TR TR UNIT 4,614 -178 (3.72) 22,135
POWERSHARES QQQ TRUST UNIT SER 1 4,396 -289 (6.17) 41,854
VERIZON COMMUNICATIONS INC COM 3,720 -122 (3.17) 77,737
JOHNSON & JOHNSON COM 3,718 -165 (4.25) 35,391
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 3,688 300 8.86 77,348
KINDER MORGAN INC DEL COM 3,681 -3,785 (50.69) 86,216
PFIZER INC COM 3,440 -188 (5.2) 108,676