INVESCO LTD. Information

1555 PEACHTREE STREET NE, ATLANTA, Georgia, 30309, (404) 892-0896

Report Date: 12/31/2013

Position Statistics

Total Positions 4,150
New Positions 156
Increased Positions 2,532
Decreased Positions 1,465
Positions with Activity 3,997
Sold Out Positions 106
Total Mkt Value (in $ millions) 250,305

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.47%
Capital Goods 3.58%
Conglomerates 0.36%
Consumer Cyclical 2.64%
Consumer/Non-Cyclical 5.72%
Energy 7.51%
Financial 15.43%
Healthcare 10.14%
Services 23.82%
Technology 22.21%
Transportation 1.55%
Utilities 2.73%

4,150 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 5,098 4,252 502.46 47,733
ISHARES TR 0-5 YR TIPS ETF -15 Sold Out 0
ISHARES 1-3 YR CR BD ETF 69,969 12,767 22.32 663,842
ISHARES 1-3 YR TR BD ETF 6,381 -229 (3.47) 75,529
PIMCO ETF TR 15+ YR US TIPS 20 New 330
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 235 59 33.33 4,000
ISHARES 3-7 YR TR BD ETF 3,429 -327 (8.7) 28,416
AMG CAP TR II 5.15 CONV PFD 17,666 2,245 14.56 289,600
COMMONWEALTH REIT 6.50% PFD CUM CO 3,775 -566 (13.04) 146,543
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 87,061 -1,545 (1.74) 76,056
ISHARES 7-10 Y TR BD ETF 198 -19 (8.57) 1,943
ACACIA RESH CORP ACACIA TCH COM 377 2 .58 22,073
AVIVA PLC ADR 416 7 1.77 23,956
BANCO SANTANDER SA ADR 1,862 99 5.61 189,615
BARCLAYS PLC ADR 3,119 337 12.12 187,222
BT GROUP PLC ADR 769 14 1.87 12,339
CARNIVAL PLC ADR 128 2 1.93 3,383
CRH PLC ADR 4,182 -36 (0.86) 143,552
DR REDDYS LABS LTD ADR 5,008 -240 (4.57) 118,816
E HOUSE CHINA HLDGS LTD ADR 5,980 -44,378 (88.13) 572,756