INVESCO LTD. Information

1555 PEACHTREE STREET NE, ATLANTA, Georgia, 30309, (404) 892-0896

Report Date: 12/31/2013

Position Statistics

Total Positions 4,150
New Positions 156
Increased Positions 2,532
Decreased Positions 1,465
Positions with Activity 3,997
Sold Out Positions 106
Total Mkt Value (in $ millions) 250,305

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.47%
Capital Goods 3.58%
Conglomerates 0.36%
Consumer Cyclical 2.64%
Consumer/Non-Cyclical 5.72%
Energy 7.51%
Financial 15.43%
Healthcare 10.14%
Services 23.82%
Technology 22.21%
Transportation 1.55%
Utilities 2.73%

106 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
2010 SWIFT MANDATORY COM EXCH MD 144A EXCH13 -18,976 Sold Out 0
ACCELERATE DIAGNOSTICS INC COM -7,235 Sold Out 0
AEGERION PHARMACEUTICALS INC COM -1,361 Sold Out 0
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF -110 Sold Out 0
AMR CORP DEL COM -3,652 Sold Out 0
ASM INTL N V NY REGISTER SH -30 Sold Out 0
ASTRONICS CORP CL B -555 Sold Out 0
ATLANTICUS HLDGS CORP COM -11 Sold Out 0
ATOSSA GENETICS INC COM -65 Sold Out 0
AU OPTRONICS CORP SPONSORED ADR -87 Sold Out 0
BARCLAYS PLC RT PUR ADR 13 -123 Sold Out 0
BB&T CORP DP SHS RP PF G -3,730 Sold Out 0
BODY CENT CORP COM -8 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC DEP SHS -5 Sold Out 0
BROOKFIELD RENEWABLE ENRGY PRT PARTNERSHIP UNIT -1,257 Sold Out 0
CASTLE BRANDS INC COM -499 Sold Out 0
CHINA HGS REAL ESTATE INC COM -955 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF -16 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2013 -26 Sold Out 0
CVENT INC COM -1,397 Sold Out 0