INVESCO LTD. Information

1555 PEACHTREE STREET NE, ATLANTA, Georgia, 30309, (404) 892-0896

Report Date: 12/31/2013

Position Statistics

Total Positions 4,150
New Positions 156
Increased Positions 2,532
Decreased Positions 1,465
Positions with Activity 3,997
Sold Out Positions 106
Total Mkt Value (in $ millions) 244,161

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.46%
Capital Goods 3.55%
Conglomerates 0.35%
Consumer Cyclical 2.62%
Consumer/Non-Cyclical 5.74%
Energy 7.36%
Financial 15.5%
Healthcare 10.14%
Services 23.89%
Technology 22.23%
Transportation 1.55%
Utilities 2.76%

156 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR MSCI INDIA ETF New 12,100
POST HLDGS INC PFD PRP CNV SR C New 50,000
SANCHEZ ENERGY CORP PFD CONV 144A SE New 70,000
TEJON RANCH CO WT EXP 083116 New 1
DIREXION SHS ETF TR DLY S&P 500 BEAR New 2
BARCLAYS BK PLC IPATH S&P500 VIX New 2
CORONADO BIOSCIENCES INC COM New 100
PROSHARES TR PSHS ULDOW30 NEW New 8
PROSHARES TR BASIC MAT NEW 1 1 New 18
PROSHARES TR II ULT VIX SHRT TRM 1 1 New 13
POWERSHS DB US DOLLAR INDEX TR DOLL INDX BULL 1 1 New 50
ISHARES MRG RL ES CP ETF 1 1 New 100
BARCLAYS BANK PLC ETN DJUBS SGAR38 1 1 New 25
ORGANOVO HLDGS INC COM 1 1 New 200
ISHARES GLOBAL MATER ETF 2 2 New 25
VOXELJET AG ADS 2 2 New 104
CLAYMORE EXCHANGE TRD FD TR 2 GUGG CA ENRG INC 2 2 New 100
DIREXION SHS ETF TR DAILY GOLD MINER 2 2 New 50
EXTENDED STAY AMER INC SHS 1 COM 1 CL B 2 2 New 88
LIBERTY MEDIA CORP DELAWARE CL B 2 2 New 16