INSTITUTE FOR WEALTH MANAGEMENT, LLC. Information

1776 LINCOLN STREET, DENVER, Colorado, 80203, (877) 572-3500

Report Date: 03/31/2014

Position Statistics

Total Positions 83
New Positions 6
Increased Positions 18
Decreased Positions 54
Positions with Activity 72
Sold Out Positions 14
Total Mkt Value (in $ millions) 117

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 94.25%
Healthcare 0%
Services 0.09%
Technology 0%
Transportation
Utilities 0%

83 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR ALERIAN MLP 15 New 813
AMGEN INC COM -1 Sold Out 0
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 4 New 41
EBAY INC COM -4 Sold Out 0
FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 2,584 2,584 New 59,624
FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 4,004 4,004 New 125,414
FLEXSHARES TR IBOXX 3R TARGT 5 New 209
GENERAL ELECTRIC CO COM -6 Sold Out 0
ISHARES IBOXX INV CP ETF 227 -20 (8.17) 1,933
ISHARES MSCI JAPAN ETF 101 -20 (16.29) 8,990
ISHARES IBOXX HI YD ETF 560 -36 (5.98) 5,946
ISHARES CORE TOTUSBD ETF 13,383 -1,446 (9.75) 123,697
ISHARES 7-10 Y TR BD ETF 214 214 New 2,106
ISHARES U.S. INDS ETF -1,968 Sold Out 0
ISHARES U.S. FINLS ETF 3,813 -316 (7.66) 47,571
ISHARES SHRT TRS BD ETF 143 -360 (71.57) 1,297
ISHARES U.S. REAL ES ETF 6,069 -965 (13.72) 88,329
ISHARES US HLTHCARE ETF 2,148 163 8.23 17,986
ISHARES MSCI PAC JP ETF 54 -56 (50.7) 1,087
ISHARES MSCI EAFE ETF 4,159 -761 (15.47) 61,592