INSTITUTE FOR WEALTH MANAGEMENT, LLC. Information

1776 LINCOLN STREET, DENVER, Colorado, 80203, (877) 572-3500

Report Date: 09/30/2014

Position Statistics

Total Positions 67
New Positions 6
Increased Positions 16
Decreased Positions 33
Positions with Activity 49
Sold Out Positions 5
Total Mkt Value (in $ millions) 102

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 95.01%
Healthcare
Services 0.1%
Technology 0.01%
Transportation
Utilities 0%

67 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ISHARES USA ESG SLCT ETF -6 Sold Out 0
ISHARES TR S&P MC 400VL ETF -138 Sold Out 0
POWERSHARES DB CMDTY IDX TRACK UNIT BEN INT -70 Sold Out 0
UNITED STATES NATL GAS FUND LP UNIT PAR $0.001 -94 Sold Out 0
VANGUARD INDEX FDS SM CP VAL ETF -141 Sold Out 0
MARKET VECTORS ETF TR GOLD MINER ETF 97 -1,167 (92.32) 4,692
ISHARES SILVER TRUST ISHARES 164 -1,808 (91.69) 9,879
PROSHARES TR II VIX MDTRM FUTR 2 -3 (60.94) 100
FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 2,372 -1,983 (45.53) 80,741
PROSHARES TR SHRT 20+YR TRE 3 -3 (43.05) 127
ISHARES TR CORE US AGGBD ET 9,712 -4,344 (30.9) 87,876
ISHARES TR 7-10 Y TR BD ETF 3,243 -635 (16.37) 30,567
ISHARES TR MSCI EAFE ETF 3,566 -622 (14.86) 58,811
FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 2,607 -446 (14.62) 60,380
SPDR S&P 500 ETF TR TR UNIT 23,071 -3,641 (13.63) 122,413
ISHARES TR U.S. FINLS ETF 2,445 -385 (13.61) 30,094
VANGUARD WORLD FDS ENERGY ETF 2,737 -396 (12.63) 22,953
ISHARES TR MSCI EMG MKT ETF 3,228 -448 (12.18) 79,265
VANGUARD INDEX FDS REIT ETF 5,813 -671 (10.35) 77,843
SELECT SECTOR SPDR TR SBI HEALTHCARE 1,281 -132 (9.38) 20,934