INSTITUTE FOR WEALTH MANAGEMENT, LLC. Information

1776 LINCOLN STREET, DENVER, Colorado, 80203, (877) 572-3500

Report Date: 12/31/2014

Position Statistics

Total Positions 66
New Positions 4
Increased Positions 12
Decreased Positions 54
Positions with Activity 66
Sold Out Positions 40
Total Mkt Value (in $ millions) 96

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 97.32%
Healthcare
Services 0%
Technology 0%
Transportation
Utilities 0%

66 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ALPS ETF TR VELOSH VOLA HDGD -8,750 Sold Out 0
ISHARES TR MSCI EAFE ETF -3,919 Sold Out 0
ISHARES TR MSCI EMG MKT ETF -3,259 Sold Out 0
FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL -2,653 Sold Out 0
VANGUARD WORLD FDS ENERGY ETF -2,549 Sold Out 0
ISHARES TR CORE US AGGBD ET 7,587 -2,094 (21.63) 68,866
VANGUARD INDEX FDS REIT ETF 4,606 -1,555 (25.23) 58,200
ISHARES TR 7-10 Y TR BD ETF 2,156 -1,113 (34.04) 20,161
SELECT SECTOR SPDR TR SBI INT-ENERGY -1,060 Sold Out 0
ISHARES IBOXX HI YD ETF 3,244 -771 (19.2) 35,687
POWERSHARES ETF TRUST GBL LSTD PVT EQT 2,369 -667 (21.97) 193,691
ISHARES TR CMBS ETF 1,570 -579 (26.96) 30,300
ISHARES TR U.S. FINLS ETF 2,181 -541 (19.88) 24,110
ISHARES TR 1-3 YR TR BD ETF 2,172 -524 (19.44) 25,597
FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 2,583 -515 (16.63) 50,337
SPDR SERIES TRUST BRCLYS INTL ETF 1,486 -463 (23.76) 28,347
SELECT SECTOR SPDR TR SBI INT-UTILS 3,780 -382 (9.19) 84,950
SPDR DOW JONES INDL AVRG ETF UT SER 1 1,705 -344 (16.77) 9,467
VANGUARD WORLD FDS INF TECH ETF -330 Sold Out 0
VANGUARD WORLD FDS HEALTH CAR ETF -187 Sold Out 0