INSTITUTE FOR WEALTH MANAGEMENT, LLC. Information

1776 LINCOLN STREET, DENVER, Colorado, 80203, (877) 572-3500

Report Date: 03/31/2014

Position Statistics

Total Positions 83
New Positions 6
Increased Positions 18
Decreased Positions 54
Positions with Activity 72
Sold Out Positions 14
Total Mkt Value (in $ millions) 117

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 94.25%
Healthcare 0%
Services 0.09%
Technology 0%
Transportation
Utilities 0%

6 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 4,004 4,004 New 125,414
FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 2,584 2,584 New 59,624
ISHARES MBS ETF 215 215 New 2,026
ISHARES 7-10 Y TR BD ETF 214 214 New 2,106
SPDR GOLD TRUST GOLD SHS 178 178 New 1,426
RETAIL PPTYS AMER INC CL A 9 9 New 600