INSTITUTE FOR WEALTH MANAGEMENT, LLC. Information

1775 SHERMAN STREET, DENVER, Colorado, 80203, (877) 572-3500

Report Date: 03/31/2013

Position Statistics:

Total Positions 64
New Positions 12
Increased Positions 26
Decreased Positions 24
Positions with Activity 50
Sold Out Positions 1
Total Mkt Value
(in $ millions)
101

Sector Weighting

Basic Materials
Capital Goods 0%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0.1%
Financial 97.48%
Healthcare 0.07%
Services 0.24%
Technology 0%
Transportation
Utilities 0.01%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

12 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR ALERIAN MLP 4,918 4,918 New 278,153
POWERSHARES ETF TRUST FINL PFD PTFL 3,479 3,479 New 193,501
SPDR DOW JONES INDL AVRG ETF UT SER 1 3,007 3,007 New 19,811
ISHARES TR DJ US HEALTHCR 2,379 2,379 New 23,283
FLEXSHARES TR IBOXX 3R TARGT 2,114 2,114 New 84,574
REALTY INCOME CORP COM 112 112 New 2,524
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 79 79 New 365
SPDR S&P 500 ETF TR TR UNIT 78 78 New 475
ISHARES TR DJ SEL DIV INX 76 76 New 1,160
SPDR SERIES TRUST BRC HGH YLD BD 73 73 New 1,810
JOHNSON & JOHNSON COM 73 73 New 850
ISHARES TR US PFD STK IDX 72 72 New 1,825

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GM Says No Plan to Put More Money in PSA Peugeot Citroen    3:46AM ET  - Dow Jones Business News

UPDATE: Alcatel-Lucent to Slim Down, Refinance    3:13AM ET  - Dow Jones Business News

THAICOM and Gilat Satellite Networks Announce Partnership Agreement    3:03AM ET  - GlobeNewswire

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