INSTITUTE FOR WEALTH MANAGEMENT, LLC. Information

1775 SHERMAN STREET, DENVER, Colorado, 80203, (877) 572-3500

Report Date: 03/31/2013

Position Statistics:

Total Positions 64
New Positions 12
Increased Positions 26
Decreased Positions 24
Positions with Activity 50
Sold Out Positions 1
Total Mkt Value
(in $ millions)
103

Sector Weighting

Basic Materials
Capital Goods 0%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 0.1%
Financial 97.46%
Healthcare 0.07%
Services 0.27%
Technology 0%
Transportation
Utilities 0.01%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

26 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUSSELL 1000 9,388 1,674 21.70 101,086
POWERSHARES ETF TRUST GBL LSTD PVT EQT 8,991 8,985 154,924.34 758,069
ISHARES TR RUSSELL MIDCAP 7,714 4,442 135.77 57,018
ISHARES TR RUSSELL 2000 5,924 2,668 81.91 59,808
ALPS ETF TR ALERIAN MLP 4,951 4,951 New 278,153
ISHARES TR DJ US FINL SEC 3,963 1,994 101.29 53,684
POWERSHARES ETF TRUST FINL PFD PTFL 3,611 3,611 New 193,501
SELECT SECTOR SPDR TR TECHNOLOGY 3,187 963 43.28 98,964
SPDR DOW JONES INDL AVRG ETF UT SER 1 3,034 3,034 New 19,811
ISHARES TR DJ US HEALTHCR 2,400 2,400 New 23,283
FLEXSHARES TR IBOXX 3R TARGT 2,141 2,141 New 84,574
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 1,490 301 25.30 15,709
PROSHARES TR II ULT VIX S/T ETF 1,383 765 123.90 244,785
ISHARES TR MSCI EAFE INDEX 325 151 86.71 5,157
REALTY INCOME CORP COM 139 139 New 2,524
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 81 81 New 365
SPDR S&P 500 ETF TR TR UNIT 79 79 New 475
ISHARES TR DJ SEL DIV INX 78 78 New 1,160
SPDR SERIES TRUST BRC HGH YLD BD 75 75 New 1,810
JOHNSON & JOHNSON COM 75 75 New 850

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