INDEXIQ ADVISORS LLC Information

800 WESTCHESTER AVENUE, Rye Brook, New York, 10573, (914) 697-4945

Report Date: 09/30/2014

Position Statistics

Total Positions 243
New Positions 22
Increased Positions 188
Decreased Positions 54
Positions with Activity 242
Sold Out Positions 13
Total Mkt Value (in $ millions) 1,385

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 0.39%
Conglomerates 0.09%
Consumer Cyclical 0.09%
Consumer/Non-Cyclical 2.06%
Energy 0.26%
Financial 88.84%
Healthcare 0.47%
Services 5.28%
Technology 0.21%
Transportation
Utilities 0.6%

243 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC TOTAL BND MRKT 175,366 -4,782 (2.66) 2,118,200
VANGUARD BD INDEX FD INC SHORT TRM BOND 159,344 30,037 23.23 1,990,806
ISHARES TR CORE US AGGBD ET 106,238 8,244 8.41 963,345
POWERSHARES ETF TRUST II SENIOR LN PORT 85,261 -2,278 (2.6) 3,548,125
ISHARES TR RUS 2000 GRW ETF 69,051 14,936 27.60 487,336
ISHARES TR 1-3 YR TR BD ETF 62,886 -7,698 (10.91) 744,565
ISHARES TR RUS 1000 GRW ETF 53,437 -9,030 (14.46) 553,813
SPDR SERIES TRUST BRC CNV SECS ETF 48,516 -1,151 (2.32) 976,382
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 48,360 14,164 41.42 904,935
VANGUARD INDEX FDS SML CP GRW ETF 43,566 8,893 25.65 343,172
ISHARES SHRT TRS BD ETF 42,833 12,572 41.55 388,509
SPDR S&P 500 ETF TR TR UNIT 35,575 11,383 47.05 172,261
VANGUARD INDEX FDS GROWTH ETF 33,403 -5,066 (13.17) 316,918
ISHARES TR SP SMCP600GR ETF 32,090 6,996 27.88 264,903
ISHARES EMU ETF 27,115 4,850 21.78 732,648
ISHARES TR S&P 500 GRWT ETF 22,844 -3,202 (12.29) 202,303
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 20,370 4,385 27.43 513,480
ISHARES TR RUS 1000 VAL ETF 18,779 6,195 49.23 178,325
ISHARES TR MSCI EMG MKT ETF 17,646 4,509 34.32 454,336
SPDR SERIES TRUST BRCLYS 1-3MT ETF 16,099 2,392 17.45 352,038