INDEPENDENCE CAPITAL ASSET PARTNERS, LLC Information

1400 16TH STREET, DENVER, Colorado, 80202, (303) 209-4100

Report Date: 09/30/2014

Position Statistics

Total Positions 114
New Positions 38
Increased Positions 62
Decreased Positions 51
Positions with Activity 113
Sold Out Positions 39
Total Mkt Value (in $ millions) 699

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.93%
Capital Goods 1.08%
Conglomerates 0.96%
Consumer Cyclical 1.58%
Consumer/Non-Cyclical 1.94%
Energy 11.91%
Financial 10.14%
Healthcare 22.97%
Services 23.99%
Technology 13.42%
Transportation 1.53%
Utilities

114 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 15,410 15,410 New 244,209
ABENGOA YIELD PLC ORD SHS -14,962 Sold Out 0
ACCELERON PHARMA INC COM -631 Sold Out 0
ADOBE SYS INC COM -13,192 Sold Out 0
AETNA INC NEW COM -23,077 Sold Out 0
ALLY FINL INC COM -10,457 Sold Out 0
AMERCO COM 1,686 -176 (9.43) 5,764
AMERICAN AIRLS GROUP INC COM -31,319 Sold Out 0
AMERICAN INTL GROUP INC COM NEW 16,118 592 3.81 319,363
AMICUS THERAPEUTICS INC COM 753 753 New 92,558
ANADARKO PETE CORP COM 10,333 4,255 70.01 125,024
APPLIED OPTOELECTRONICS INC COM -341 Sold Out 0
ASPEN TECHNOLOGY INC COM -5,014 Sold Out 0
AUTODESK INC COM -10,976 Sold Out 0
BAIDU INC SPON ADR REP A 28,646 5,577 24.17 125,901
BERRY PLASTICS GROUP INC COM 981 981 New 30,000
BIODELIVERY SCIENCES INTL INC COM 10,953 10,445 2,055.08 788,564
CALIFORNIA RES CORP COM 363 26 7.58 79,411
CELGENE CORP COM 27,613 7,448 36.94 225,674
CERNER CORP COM 15,714 15,714 New 232,698