INDEPENDENCE CAPITAL ASSET PARTNERS, LLC Information

1400 16TH STREET, DENVER, Colorado, 80202, (303) 209-4100

Report Date: 09/30/2014

Position Statistics

Total Positions 114
New Positions 38
Increased Positions 62
Decreased Positions 51
Positions with Activity 113
Sold Out Positions 39
Total Mkt Value (in $ millions) 691

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.82%
Capital Goods 1.1%
Conglomerates 0.89%
Consumer Cyclical 1.57%
Consumer/Non-Cyclical 1.98%
Energy 11.77%
Financial 10.81%
Healthcare 22.53%
Services 23.75%
Technology 13.76%
Transportation 1.68%
Utilities

114 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCIENTIFIC GAMES CORP CL A 1,033 1,033 New 82,442
BERRY PLASTICS GROUP INC COM 914 914 New 30,000
FLAMEL TECHNOLOGIES SA SPONSORED ADR 906 411 83.19 54,500
GAIN CAP HLDGS INC COM 863 863 New 98,560
TRIBUNE MEDIA CO CL A 761 -12,007 (94.04) 13,321
AMICUS THERAPEUTICS INC COM 725 725 New 92,558
LDR HLDG CORP COM 707 707 New 22,159
MAVENIR SYS INC COM 700 700 New 57,500
FORRESTER RESH INC COM 664 664 New 16,500
FAMOUS DAVES AMER INC COM 525 54 11.48 19,426
EXA CORP COM 494 494 New 44,926
CONSTELLIUM NV CL A 476 -6,629 (93.31) 30,000
CALIFORNIA RES CORP COM 472 33 7.58 79,411
CONNS INC COM 446 446 New 27,700
VANDA PHARMACEUTICALS INC COM 440 67 18.06 34,327
ABENGOA YIELD PLC ORD SHS -11,062 Sold Out 0
ACCELERON PHARMA INC COM -616 Sold Out 0
ADOBE SYS INC COM -13,660 Sold Out 0
AETNA INC NEW COM -21,471 Sold Out 0
ALLY FINL INC COM -11,206 Sold Out 0