ICON ADVISERS INC/CO Information

5299 DTC BOULEVARD, GREENWOOD VILLAGE, Colorado, 80111, (303) 790-1600

Report Date: 12/31/2013

Position Statistics

Total Positions 345
New Positions 42
Increased Positions 117
Decreased Positions 150
Positions with Activity 267
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,391

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.81%
Capital Goods 2.87%
Conglomerates 0.35%
Consumer Cyclical 1.53%
Consumer/Non-Cyclical 4.12%
Energy 47.92%
Financial 5.71%
Healthcare 6.11%
Services 7.65%
Technology 6.16%
Transportation 3.27%
Utilities 7.43%

345 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCANA CORP NEW COM 6,150 1,474 31.54 115,530
DRESSER-RAND GROUP INC COM 5,977 New 102,100
CELGENE CORP COM 5,974 5,660 1,805.43 42,110
BLACKROCK ENHANCED GOVT FD INC COM 5,933 1,751 41.85 419,909
PHILIP MORRIS INTL INC COM 5,921 -1,001 (14.46) 69,830
UNITEDHEALTH GROUP INC COM 5,786 5,786 New 74,000
WESTAR ENERGY INC COM 5,776 -1,669 (22.42) 160,930
HEALTHCARE SVCS GRP INC COM 5,714 1,831 47.17 193,750
GILEAD SCIENCES INC COM 5,707 -554 (8.85) 82,382
CONAGRA FOODS INC COM 5,423 1,803 49.83 173,800
CATERPILLAR INC DEL COM 5,388 -569 (9.55) 52,351
GRAINGER W W INC COM 5,267 651 14.09 21,050
HIBBETT SPORTS INC COM 5,085 -609 (10.7) 95,148
KAPSTONE PAPER & PACKAGING CRP COM 4,948 1,075 27.75 195,200
ECOLAB INC COM 4,933 New 46,090
MASTERCARD INC CL A 4,909 -222 (4.32) 66,400
TYCO INTERNATIONAL LTD SHS 4,808 3,354 230.57 115,700
NIKE INC CL B 4,708 -4,080 (46.43) 64,408
DU PONT E I DE NEMOURS & CO COM 4,666 95 2.07 68,900
DOVER CORP COM 4,498 -58 (1.28) 54,079