ICON ADVISERS INC/CO Information

5299 DTC BOULEVARD, GREENWOOD VILLAGE, Colorado, 80111, (303) 790-1600

Report Date: 12/31/2013

Position Statistics

Total Positions 345
New Positions 42
Increased Positions 117
Decreased Positions 150
Positions with Activity 267
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,398

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.78%
Capital Goods 2.88%
Conglomerates 0.35%
Consumer Cyclical 1.53%
Consumer/Non-Cyclical 4.09%
Energy 48.17%
Financial 5.67%
Healthcare 6.08%
Services 7.63%
Technology 6.14%
Transportation 3.28%
Utilities 7.33%

345 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIAGEO P L C SPON ADR NEW -485 Sold Out 0
DST SYS INC DEL COM -779 Sold Out 0
EXPEDIA INC DEL COM NEW -464 Sold Out 0
FAIR ISAAC CORP COM -1,614 Sold Out 0
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT -1,283 Sold Out 0
GENERAL CABLE CORP DEL NEW COM -391 Sold Out 0
GENESCO INC COM -1,548 Sold Out 0
GLOBAL PMTS INC COM -1,650 Sold Out 0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT -262 Sold Out 0
IAC INTERACTIVECORP COM PAR $.001 -1,456 Sold Out 0
INFORMATICA CORP COM -1,450 Sold Out 0
INTEL CORP COM -257 Sold Out 0
ISHARES IBOXX INV CP ETF -411 Sold Out 0
JPMORGAN CHASE & CO COM -1,287 Sold Out 0
M D C HLDGS INC COM -621 Sold Out 0
MEDICINES CO COM -2,136 Sold Out 0
MEDTRONIC INC COM -1,581 Sold Out 0
NUVEEN MTG OPPORTUNITY TERM FD COM -428 Sold Out 0
OIL STS INTL INC COM -13,829 Sold Out 0
PEABODY ENERGY CORP COM -1,661 Sold Out 0