ICON ADVISERS INC/CO Information

5299 DTC BOULEVARD, GREENWOOD VILLAGE, Colorado, 80111, (303) 790-1600

Report Date: 03/31/2014

Position Statistics

Total Positions 352
New Positions 65
Increased Positions 121
Decreased Positions 103
Positions with Activity 224
Sold Out Positions 46
Total Mkt Value (in $ millions) 1,478

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.98%
Capital Goods 2.24%
Conglomerates 0.35%
Consumer Cyclical 1.58%
Consumer/Non-Cyclical 3.94%
Energy 45.59%
Financial 6.6%
Healthcare 5.58%
Services 8.36%
Technology 6.15%
Transportation 2.97%
Utilities 8.92%

352 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE CORP COM NON VTG 218 New 6,000
INTERCONTINENTAL EXCHANGE INC COM 216 216 New 1,100
MULTIMEDIA GAMES HLDG CO INC COM 211 211 New 7,100
ALLSTATE CORP COM 209 209 New 3,600
PARKER HANNIFIN CORP COM 207 New 1,700
HELIOS STRATEGIC INCOME FD INC COM NEW 71 -594 (89.33) 10,349
ACI WORLDWIDE INC COM -861 Sold Out 0
ALBEMARLE CORP COM -344 Sold Out 0
ALTRIA GROUP INC COM -491 Sold Out 0
AMGEN INC COM -3,151 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -846 Sold Out 0
ARCTIC CAT INC COM -317 Sold Out 0
BED BATH & BEYOND INC COM -455 Sold Out 0
BIO-REFERENCE LABS INC COM $.01 NEW -567 Sold Out 0
BLACKROCK DEBT STRAT FD INC COM -41 Sold Out 0
CAREFUSION CORP COM -900 Sold Out 0
CIMAREX ENERGY CO COM -14,219 Sold Out 0
CNOOC LTD SPONSORED ADR -13,193 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -1,337 Sold Out 0
DIREXION SHS ETF TR DLYFINBEAR3X NEW -407 Sold Out 0