ICON ADVISERS INC/CO Information

5299 DTC BOULEVARD, GREENWOOD VILLAGE, Colorado, 80111, (303) 790-1600

Report Date: 12/31/2013

Position Statistics

Total Positions 345
New Positions 42
Increased Positions 117
Decreased Positions 150
Positions with Activity 267
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,405

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.78%
Capital Goods 2.88%
Conglomerates 0.35%
Consumer Cyclical 1.52%
Consumer/Non-Cyclical 4.07%
Energy 48.07%
Financial 5.68%
Healthcare 6.22%
Services 7.64%
Technology 6.17%
Transportation 3.27%
Utilities 7.29%

345 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STARBUCKS CORP COM 598 598 New 8,400
CABOT CORP COM 595 New 10,000
WELLS FARGO & CO NEW PERP PFD CNV A 594 238 66.67 500
HUBBELL INC CL B 590 New 5,000
JONES LANG LASALLE INC COM 570 New 4,700
RYDER SYS INC COM 570 New 7,000
SINA CORP ORD 570 570 New 10,200
RENAISSANCERE HOLDINGS LTD COM 567 253 80.65 5,600
TREEHOUSE FOODS INC COM 533 533 New 7,200
WHOLE FOODS MKT INC COM 533 533 New 10,800
WESTERN ASSET INFL MGMT FD INC COM 514 514 New 28,621
DICKS SPORTING GOODS INC COM 503 -204 (28.89) 9,600
BIO-REFERENCE LABS INC COM $.01 NEW 496 -270 (35.25) 18,200
PINNACLE WEST CAP CORP COM 489 -884 (64.37) 8,800
DIREXION SHS ETF TR DLYFINBEAR3X NEW 475 475 New 23,600
SIGMA ALDRICH CORP COM 474 New 5,000
HONEYWELL INTL INC COM 467 New 5,000
BED BATH & BEYOND INC COM 462 -334 (41.97) 7,300
ALTRIA GROUP INC COM 456 New 11,800
ENERGIZER HLDGS INC COM 456 New 4,600